Skip navigation
CLN bookstore

Prisons and Pandemics

Download original document:
Brief thumbnail
This text is machine-read, and may contain errors. Check the original document to verify accuracy.
CAMILA STRASSLE* AND BENJAMIN E. BERKMAN**
ABSTRACT

iew
ed

PRISONS AND PANDEMICS

er
r

ev

This Article examines the public health response to COVID-19 within federal and state prisons and
local jails. Prisons and jails are often a hotbed of airborne infections like COVID-19 as a result of
chronic overcrowding, unavoidably close living quarters, and incarcerated people’s underlying health
risk factors. Proposals for handling coronavirus vary but tend to include the incorporation of
prevention measures within congregate settings as well as the return of individuals to their local
communities in order to facilitate physical distancing. This Article identifies ethical tradeoffs and sets
priorities for incarcerated people’s return to communities. In Parts I and II, we provide background
on why the COVID-19 pandemic is especially dangerous within correctional facilities and lay out the
various enacted and proposed public health responses. In Part III, we provide moral, practical, and
legal arguments for supporting the early release of incarcerated individuals that stand independently
of specific views about criminal detention and theories of legal punishment. In the last part, we set
priorities for which individuals to release first. These are individuals who (1) have low risk of
recidivism for a violent offense, (2) are being held pretrial, (3) have high risk of mortality from
COVID-19, (4) are nearing the end of their sentences, and (5) have custodial responsibilities to third
parties.

pe

INTRODUCTION

tn

ot

Since the first case of the novel coronavirus disease 2019 (COVID-19) was confirmed in the U.S. on
January 21, 2020, the largest clusters of infection have occurred within prisons and jails, distantly
followed by meatpacking plants and nursing homes.1 All five of the top five clusters of COVID-19
infections around the country are in carceral facilities, and incarcerated people are at least two-and-ahalf times more likely than the general population to acquire COVID-19.2 To cite an especially glaring
case, over seventy percent of those incarcerated at an Ohio state prison have tested positive.3

Pr

ep

rin

* Camila Strassle is a fellow in the Department of Bioethics at the National Institutes of Health.
** Benjamin E. Berkman is a faculty member in the Department of Bioethics at the National Institutes of Health, where
he is the head of the section on the ethics of genetics and emerging technologies. He has a joint appointment in the
National Human Genome Research Institute, where he serves as the Deputy Director of the Bioethics Core. This Article
was last updated on July 1, 2020. The views herein are the authors’ and do not represent the views or policies of the
Department of Health and Human Services or the National Institutes of Health. This research was supported in part by
the National Institutes of Health Clinical Center and the Intramural Research Program of the National Human Genome
Research Institute. The authors have no financial, personal, academic, or other conflicts of interest in the subject matter
discussed. The authors would like to thank E. Jardas for providing abolition-informed feedback and Jorge Ochoa, Holly
Taylor, and Nilo Teixeira Campos Cobau for comments that improved the manuscript.
1 Zeke Emanuel & Jonathan Moreno, Making the Call Prison Outbreak: How Do We Stop COVID-19 From Spreading
in Prisons and Jails? (2020) (last visited May 13, 2020); Coronavirus in the U.S.: Latest Map and Case Count, in N.Y.
TIMES (2020) (last visited June 23, 2020), https://www.nytimes.com/interactive/2020/us/coronavirus-us-cases.html.
2 The precise likelihood of acquiring COVID-19 inside and outside of carceral facilities is unknown because of a lack of
universal testing. Id.; Equal Justice Initiative, Covid-19’s Impact on People in Prison, May 21, 2020,
https://eji.org/news/covid-19s-impact-on-people-in-prison/.
3 Bill Chappell & Paige Pfleger, 73% Of Inmates At An Ohio Prison Test Positive for Coronavirus, in NPR, April 20,
2020, https://www.npr.org/sections/coronavirus-live-updates/2020/04/20/838943211/73-of-inmates-at-an-ohioprison-test-positive-for-coronavirus.

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

Heightened fears surrounding COVID-19 have led to mass prison releases and protests,4 reflecting a
growing sentiment among those incarcerated—“we’re all on death row now.”5

This has resulted in a flurry of journal commentaries and op-eds recommending the release of
incarcerated people to slow the pandemic and arguing, “[t]he unmet needs of incarcerated people have
long been ignored,” “[e]ach person needlessly infected in a correctional setting who develops severe
illness will be one too many,” and “whatever they have done to get [locked up], they haven’t been
sentenced to death by virus.”6 Calls to flatten the curve for carceral populations are mostly based on:

ev

(1) epidemiological evidence which suggests that mass incarceration increases contagion rates
for infectious diseases,7 and
(2) an ethical argument that the government has distinctive responsibilities to incarcerated
people because their welfare is entrusted to the government.

er
r

Yet there is resistance to releasing incarcerated people because of a fear that they will go on to commit
new crimes.8 In part, these fears are politically motivated and grounded in the assumption that “it is
In response to the coronavirus, Iran has released 70,000 incarcerated people; Italy has had protests in at least two
dozen prisons, leading to at least six detainee deaths; a demonstration at a Washington state prison has prompted
officers to fire nonlethal rounds and pepper spray; and incarcerated people at a Pennsylvania prison have launched
hunger strikes. See Amanda Holpuch, Calls Mount to Free Low-Risk US Inmates to Curb Coronavirus Impact on
Prisons, in THE GUARDIAN, March 13, 2020, https://www.theguardian.com/us-news/2020/mar/13/coronavirus-usprisons-jails; see also Zusha Elinson & Sadie Gurman, Incarcerated people Riot as Coronavirus Tensions Rise, in WALL
STREET JOURNAL, April 9, 2020, https://www.wsj.com/articles/incarcerated people-riot-as-coronavirus-tensions-rise11586469284; Kenya Evelyn, Prison Uprising Put Down as US Inmates Demand Protection for Coronavirus, in THE
GUARDIAN, April 10, 2020, https://www.theguardian.com/us-news/2020/apr/10/us-prisons-coronavirus-uprising-riot;
Jeremy Roebuck & Chris Palmer, What It’s Like to be Locked in Prison During the Coronavirus Pandemic, in
PHILADELPHIA INQUIRER, April 1, 2020, https://www.inquirer.com/news/coronavirus-covid-19-pennsylvania-prisonsjails-inmates-guards-20200401.html.
5 Clavel Rangel, Joe Parkin Daniels & Tom Phillips, ‘We’re all on death row now’: Latin America’s Prisons Reel from
COVID-19, in THE GUARDIAN, May 16, 2020, https://www.theguardian.com/world/2020/may/16/latin-americaprisons-covid-19-riots.
6 Oluwadamilola T. Oladeru et al., What COVID-19 Means for America’s Incarcerated Population—And How to
Ensure it’s Not Left Behind, in HEALTH AFF. Blog, March 10, 2020,
https://www.healthaffairs.org/do/10.1377/hblog20200310.290180/full/; Matthew J. Akiyama et al., Flattening the Curve
for Incarcerated Populations—Covid-19 in Jails and Prisons, N. ENGL. J. MED. 2075, 2076 (2020); Zeke Emanuel & Jonathan
Moreno, supra note XX.
7 Sandhya Kajeepeta & Seth J. Prins, Why Coronavirus in Jails Should Concern All of Us, in THE APPEAL, March 24,
2020, https://theappeal.org/coronavirus-jails-public-health/ (suggesting “increases in a county’s jail incarceration rate
were associated with significant increases in county rates of infectious disease deaths”). See also Sandhya Kajeepeta et al.,
County Jail Incarceration Rates and County Mortality Rates in the United States, 1987-2016, 110 AM. J. PUBLIC HEALTH S109
(2020) (concluding “within-county increases in jail incarceration rates are associated with increases in subsequent
mortality rates after adjusting for important confounders”).
8 This fear, while at times reasonable, can also be rooted in stereotypes. Our reference to the public’s fear of incarcerated
people is not intended to be a tacit statement that these fears are always founded. To cite a high-profile example,
President Trump has publicly objected to early release: “We don’t like it…The people don’t like it, and we’re looking to
see if I have the right to stop it in some cases…Some people are getting out that are very serious criminals in some
states, and I don’t like that. I don’t like it.” County sheriffs have also voiced the concern that inmates are “going to use
the word COVID-19 to get out of jail.” See Rick Sobey, Donald Trump: ‘I don’t like’ State Releasing Prisoners Amid
Coronavirus Outbreak, in BOSTON HERALD, April 2, 2020, https://www.bostonherald.com/2020/04/02/donaldtrump-i-dont-like-states-releasing-prisoners-amid-coronavirus-outbreak/; Coronavirus COVID-19: Corrections Update
Webinar from March 23, 2020,
http://www.aca.org/ACA_Prod_IMIS/ACA_Member/Healthcare_Professional_Interest_Section/Copy_of_Coronavir
us_COVID.aspx.

Pr

ep

rin

tn

ot

pe

4

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

better [for Governors] to have 20 coronavirus deaths in prison than to have one furloughed inmate
commit a crime.”9 This debate has been framed as one of “public health versus public safety.”10 Several
victims and law enforcement officers have complained that some incarcerated people are too
dangerous to reintroduce to communities and that early release would burden officers who are already
struggling to manage changes to policing practices as a result of COVID-19.11 On the other hand, jail
and prison staff have been uneasy about the added risk to their own health from regular contact with
high numbers of incarcerated people. At the time this Article was written, too few incarcerated people
in the U.S. had been released or diverted from correctional facilities to meaningfully reduce rates of
infection among those incarcerated.

pe

er
r

ev

This Article focuses on how to balance public health, public safety, and incarcerated people’s legal
rights when implementing a program for early release from confinement. 12 Ethical, epidemiological,
and legal arguments all point to a need for an immediate reduction in the incarcerated population.
However, this leaves open several points of reasonable disagreement about how to manage early
release. These include how to set priorities for processing and releasing individuals across the
country—for example, officials could prioritize screening individuals who are housed in facilities that
have been hit hard by infection; or by screening individuals who have a safe place to quarantine postrelease; or individuals who are being held for violations of parole, lower level and non-violent crimes,
or prior to their trials; or individuals who are most vulnerable to coronavirus; or individuals who have
already served most of their sentences; and so on. This Article discusses how to set priorities for safely
and quickly returning incarcerated individuals to their communities during a life-threatening outbreak.

ot

In the first Part, we establish why incarcerated people are especially vulnerable during a public health
emergency. For a variety of reasons, incarcerated people are more likely than the general public to
acquire and to experience negative outcomes from infectious diseases, putting their health and the
health of surrounding communities at risk.

tn

In the second Part, we discuss the pandemic response taken by federal and state prisons and local jails
and explain why it has had little success. For the most part, releases have been slow and discretionary,
meaning that whether an individual is released is “like the luck of the draw” because there are “wardens
Sandra E. Garcia, U.S. Prison Population Remained Stable as Pandemic Grew, in N.Y. TIMES, May 14, 2020,
https://www.nytimes.com/2020/05/14/us/prison-populations-covid.html.
10 Sadie Gurman & Zusha Elinson, Coronavirus-Driven Prisoner Releases Spur Debate Over Public Health Versus
Public Safety, in WALL STREET JOURNAL, April 14, 2020, https://www.wsj.com/articles/prisoner-release-orders-spurdebate-pitting-public-health-against-public-safety-11586862003.
11 Id. One victim stated in an interview with the New York Times, “It’s a slap in the face…Just the fact that he’s out
there living, doing whatever he wants to do, and yet my daughter is never going to be able to do that again.” The top
prosecutor in St. Louis countered, “They are not throwaways. They also have families…We have to protect
everybody…This is a broken criminal justice system that intersects with our broken health care system.” John Eligon,
‘It’s a Slap in the Face’: Victims Are Angered as Jails Free Inmates, in N.Y. TIMES, April 24, 2020,
https://www.nytimes.com/2020/04/24/us/coronavirus-jail-inmates-released.html. Some victims’-rights groups do not
oppose release but instead ask for precautionary measures, such as alerting victims if a defendant is seeking release,
giving victims an opportunity to be heard at any release hearing, and using GPS monitoring. Letter from Network for
Victim Recovery of DC to Muriel Bowser, Mayor of the District of Columbia (April 3, 2020).
12 In this Article, we assume that keeping individuals incarcerated will prevent violence, at least in certain cases, at least
temporarily. In response, some activists will deny that prisons really work to prevent the spread of violence, whereas
other activists will maintain that prisons do prevent violence but that risks of violence are vastly overstated in the public
imagination. We return to this point in Part IV(b).

Pr

ep

rin

9

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

in certain prisons that will get right on it, and some that won’t release a soul.”13 We also outline some
of the recommendations proposed by bodies like the ACLU and members of Congress. Careful
consideration of these different plans for releasing incarcerated people from confinement is important
in order to prepare for COVID-19 in the coming months and to look toward future pandemics.

ev

In the third Part, we summarize the moral, practical, and legal arguments for making the health of
incarcerated people a priority during a pandemic. These arguments rely on: the ethical principle that
we are morally required to protect individuals who have been deprived of the liberty to protect
themselves; empirical evidence indicating that high infection rates within correctional facilities have
serious public health consequences for surrounding communities; and legal precedent which suggests
that incarcerated people have a right to protection from infectious diseases. Taking these arguments
together, it is reasonable to support a substantial reduction in jail and prison populations, irrespective
of one’s general views about the ethics and purpose of mass incarceration.

pe

er
r

In the last Part, we delve into the details of how to release incarcerated people. There have been several
general recommendations for how to do it. However, the ethical priorities that underlie these different
recommendations have not been made explicit and have not been considered together. In this Part,
we identify the various ethical considerations relevant to early release, and we argue that five factors
should be given special priority. These are (1) risk of recidivism for a violent offense, (2) presumption
of innocence for the accused, (3) risk of mortality from coronavirus, (4) proportion of sentence served,
and (5) responsibilities to third parties.
I. WHY OUTBREAKS ARE PARTICULARLY CONCERNING IN U.S. PRISONS AND JAILS

rin

tn

ot

U.S. prisons and jails have long been a hotbed of infectious disease outbreaks. Historically, one of the
primary foci of the 1918 influenza pandemic was San Quentin Prison.14 Detained populations in the
U.S. have shown increased rates of bloodborne infections, sexually transmitted infections, and
airborne infections, including HIV, hepatitis B, and hepatitis C, syphilis, gonorrhea, chlamydia,
influenza, varicella-zoster, MRSA, and tuberculosis.15 Despite the fact that incarcerated Americans
only comprise approximately 0.8% of the population, those with a history of incarceration represent
approximately 20-26% of Americans with HIV, 12-15% of Americans with chronic hepatitis B, and
39% of Americans with chronic hepatitis C.16 In recent years, correctional systems in California,
Georgia, Illinois, Mississippi, Missouri, and Texas have had serious MRSA outbreaks—for instance,
the prevalence of MRSA at Chicago’s Cook County Jail was a staggering 78%. 17 And, jails show both
the largest number and highest incidence of tuberculosis in the U.S.18 In short, the risk of acquiring
an infectious disease in U.S. prisons and jails is tragically high.
Id.
L.L. Stanley, Influenza at San Quentin Prison, California, 34 PUBLIC HEALTH REP. 996, 996-1008 (1919); Niyi Awofeso,
Prisons Show Prophylaxis for Close Contacts May Indeed Help in Next Flu Pandemic 329 BR. MED. J. 173, 173 (2004).
15 Joseph A. Bick, Infection Control in Jails and Prisons, 45 CLIN. INFECT. DIS. 1047, 1047-55 (2007).
16 Cindy M. Weinbaum et al., Hepatitis B, Hepatitis C, and HIV in Correctional Populations: A Review of Epidemiology and
Prevention 19 AIDS S41, S41-46 (2005).
17 Bianca Malcom, The Rise of Methicillin-Resistant Staphylococcus aureus in U.S. Correctional Populations, 17 J. CORRECT.
HEALTH CARE 254, 254-65 (2011); Michael Z. David, Predominance of Methicillin-Resistant Staphylococcus aureus Among
Pathogens Causing Skin and Soft Tissue Infections in Large Urban Jail: Risk Factors and Recurrence Rates, 46 J. CLIN. MICROBIOL.
3223, 3222-7 (2008).
18 Lauren A. Lambert, Tuberculosis in Jails and Prisons: United States, 2002-2013, AM. J. PUBLIC HEALTH 2234, 2231-7 (2016).
13

Pr

ep

14

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

er
r

ev

iew
ed

Not only are detained individuals especially vulnerable to acquiring infections, but they are also
vulnerable to morbidity and mortality from those infections due to aging, the presence of underlying
medical conditions, smoking, and other risk factors.19 In the last several decades, there has been a
surge in the elderly prison population; for instance, the number of state prison inmates over the age
of 55 has increased by 400% since 1993.20 Plus, an estimated 44% of state detainees and 39% of federal
detainees have an underlying health condition, with the most commonly reported being arthritis (state
15%; federal 12%), hypertension (state 14%; federal 13%), asthma (state 9%; federal 7%), heart
problems (state 6%; federal 6%), diabetes (state 4%; federal 5%), and kidney problems (state 3%;
federal 3%).21 Finally, an estimated 64.7% of state detainees and 45.2% of federal detainees smoke
compared to only 21.2% of the general population.22 Incarcerated populations are also structurally
marginalized and disproportionately likely to comprise people of color, people who are
undocumented, people with disabilities, people who have experienced homelessness, people who have
received government assistance, people who have used intravenous drugs, and people who work in
the sex industry, all of which are predictors of susceptibility to and adverse outcomes from infection.23
As a result of these factors, detained individuals represent a vulnerable population who are at an
especially high risk of harm from infections.

ot

pe

Prisons and jails encounter a host of unique challenges that hinder infection control and fuel high
rates of infection. These include restricted movement, overcrowding, confined spaces, high
population turnover, rationed access to soap and laundry, restrictions on alcohol-based hand sanitizer
and undiluted disinfectants, poor sanitation, limited isolation rooms and personal protective
equipment, and low public priority for correctional healthcare, which can result in delayed case
detection, poor contact investigations, interrupted supplies of medicine, inadequate treatment, and
insufficient laboratory capacity and diagnostic tools.24 Meanwhile, public health authorities often fail
to target jails and prisons for public health interventions, resulting in, for example, the majority of
detained individuals in small jails never being offered the vaccine for the 2009 H1N1 influenza
Kai Wright, The United States of Anxiety Inside the Prison Pandemic (2020),
https://www.wnycstudios.org/podcasts/anxiety/episodes/inside-prison-pandemic (last visited May 5, 2020).
20 U.S. Dep’t of Justice Bureau of Justice Statistics, Aging of the State Prison Population, 1993-2013 (2016),
https://www.bjs.gov/content/pub/pdf/aspp9313.pdf.
21 U.S. Dep’t of Justice Bureau of Justice Statistics, Medical Problems of Incarcerated People (2008),
https://www.bjs.gov/content/pub/pdf/mpp.pdf.
22 Amanda Holpuch, supra note XX.
23 See, e.g., Community Justice Exchange & Public Health Awakened, Decarceration During COVID-19: A Messaging
Toolkit for Campaigns for Mass Release (2020),
https://static1.squarespace.com/static/5e1f966c45f53f254011b45a/t/5e98e335ddcb123729ccfa29/1587077943048/De
carcerationPublicHealthMessageGuide_FINAL_April2020.pdf; Didier Raoult et al., Infections in the Homeless, 1 LANCET
INFECT. DIS. 77, 77-84 (2001); Michelle Alexander, The New Jim Crow: Mass Incarceration in the Age of
Colorblindness (2012); F.B. Mayr, S. Yende, & D.C. Agnus, “Racial Disparities in Infection and Sepsis: Does Biology
Matter?” in Yearbook of Intensive Care and Emergency Medicine (2008). For how these factors specifically affect
COVID-19 outcomes, see Fei Zhou et al., Clinical Course and Risk Factors for Mortality of Adult Inpatients with COVID-19 in
Wuhan, China: A Retrospective Cohort Study, 395 LANCET 1054-62 (2020); Rong-Hui Du, Predictors of Mortality for Patients with
COVID-19 Pneumonia Caused by SARS-CoV-2: A Prospective Cohort Study, 55 EUR. RESPIR. J. (2020); Travis P. Baggett et al.,
Prevalence of SARS-CoV-2 Infection in Residents of a Large Homeless Shelter in Boston, JAMA (2020); M.T. Bassett, Jarvis T.
Chen & Nancy Kriger, The Unequal Toll of COVID-19 Mortality by Age in the United States: Quantifying Racial/Ethnic
Disparities, HCPDS WORKING PAPER VOL. 19, NO. 3 (2020).
24 Masoud Dara, Tuberculosis Control in Prisons: Current Situation and Research Gaps, 32 INT. J. INFECT. DIS. 112, 111-7 (2015);
Joseph A. Bick, Infection Control in Jails and Prisons, 45 CLIN. INFECT. DIS. 1047, 1047-55 (2007); Matthew J. Akiyama et al.,
supra note XX.

Pr

ep

rin

tn

19

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

pandemic even though the vaccine was plentiful.25 These factors not only contribute to the spread of
infectious diseases within prisons and jails but can also affect the health of surrounding communities,
given that detained individuals routinely interact closely with legal representatives, social workers,
healthcare professionals, substance abuse counselors, spiritual and religious counselors, recreational
therapists, teachers, social visitors, and corrections officers.26 U.S. prisons and jails present
opportunities for public health disasters, and the effects of an outbreak can spread across detained
individuals, correctional staff, and local communities.27

er
r

ev

Unsurprisingly, prisons and jails are currently being called “Petrie Dishes” and “Reservoirs” for
COVID-19.28 The major source of concern is that there are many ways for COVID-19 to spread
quickly in correctional settings, such as staff entry and exit, transfer of individuals between jails and
prisons, transfer of individuals to court appearances and to outside medical visits, and visits from legal
representatives.29 Some carceral facilities, like jails and immigration detention centers, have especially
high turnover and receive new intakes from a variety of geographic locations, risking the introduction
COVID-19 from different areas.30 In addition, many smaller facilities do not have the capacity to
evaluate or treat incarcerated people for COVID-19 in a dedicated health area, place suspected or
confirmed cases into individual medical isolation, or assemble needed onsite healthcare staff, meaning
that these facilities will have to transfer contagious patients to larger carceral facilities or to local
hospitals.31 There are also concerns about what will happen to incarcerated people if staff are heavily
affected by infection. It is undeniable that COVID-19 poses a special challenge for prisons and jails.

pe

II. THE RESPONSE TO CORONAVIRUS IN U.S. PRISONS AND JAILS

tn

ot

Prisons and jails are not conducive to the provision of personal protective equipment or physical
distancing, and resource and political constraints have made an appropriate response to COVID-19
especially difficult. A particular challenge has been balancing the sometimes competing goals of
promoting public health and public safety. According to several experts, a substantial reduction in the
incarcerated population is needed in order to contain the spread of COVID-19. According to
epidemiologist Josiah Rich, “The more people behind bars, the more transmissions you are going to
have.”32 But, at the same time, there are fears of a potential uptick in preventable violence. To quote
the Oregon District Attorneys Association, “We are already hearing from victims expressing worry
about these potential releases,” given that “Oregon’s prison population is not substantially made up of
Id.
See Centers for Disease Control and Prevention, Interim Guidance on Management of Coronavirus Disease 2019
(COVID-19) in Correctional and Detention Facilities (2020), https://www.cdc.gov/coronavirus/2019ncov/downloads/guidance-correctional-detention.pdf.
27 Many of the hardest-hit rural counties have linked the spread of COVID-19 back to meatpacking plants, prisons, and
nursing homes. Tim Marema & Bill Bishop, The 25 Rural Counties with Highest Infection Rates, in Daily Yonder, May
18, 2020, https://dailyyonder.com/the-25-rural-counties-with-highest-infection-rates/2020/05/18/.
28 See, e.g., Jake Harper, Crowded Prisons Are Festering ‘Petrie Dishes’ For Coronavirus, Observers Warn, in NPR, May
1, 2020, https://www.npr.org/sections/health-shots/2020/05/01/848702784/crowded-prisons-are-festering-petridishes-for-coronavirus-observers-warn; Oluwadamilola T. Oladeru, supra note XX.
29 Centers for Disease Control and Prevention, supra note XX.
30 Id.; See Noah Feldman, Deep Background with Noah Feldman Prisons and Jails Are a Coronavirus Time Bomb
(2020), https://www.stitcher.com/podcast/pushkin-industries/deep-background-with-noah-feldman/e/68251712 (last
visited May 5, 2020).
31 Id.
32 Amanda Holpuch, supra note XX.

Pr

ep

26

rin

25

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

individuals serving long sentences for drug possession crimes” but rather for violent crimes like
murder, rape, kidnapping, child abuse, and domestic violence.33 As Attorney General William Barr
crassly put it, “COVID-19 presents real risks, but so does allowing violent gang members and child
predators to roam free.”34

ev

The fundamental problem is that incarcerated people have a moral and legal right to a safe
environment while confined by U.S. law enforcement, but that U.S. law enforcement also have an
obligation to protect the public from preventable violence. Perhaps unsurprisingly, given the
complexity of the current situation, law enforcement officers have struggled to weigh the
considerations of public health and public safety when making practical decisions about whom to
individually release and how to restructure facility operations for those who are not released.

a. Coronavirus in Federal Prisons

er
r

In this Part, we review the current pandemic response in federal prisons, state prisons, and county and
city jails.35 We give an overview of the mechanisms that correctional facilities have put in place for
dealing with COVID-19, and we illustrate how these mechanisms have been grievously incapable of
containing its spread, signaling a need for more careful thought about how correctional facilities
should address COVID-19 in the coming months and how they can prepare for the next global
pandemic.

pe

The Federal Bureau of Prisons manages 122 federal prisons throughout the U.S. that are organized
across five different security levels—minimum, low, medium, high, and administrative—
corresponding to different staff-to-detainee ratios, different dormitory housing, different work and
treatment programs, and different specialized missions, such as the detention of pretrial offenders or
the treatment of incarcerated people with chronic medical problems.36 In recent years, federal prisons
Letter from Oregon District Attorneys Association, Inc., to Kate Brown, Governor of Oregon (April 8, 2020),
https://f089a6f3-e440-4f12-9600-0d9903293503.filesusr.com/ugd/818f22_05826c1a889e4e3b9f71a33f4b27b6a0.pdf.
34 Memorandum from William Barr, United States Attorney General, to All Heads of Department Components and All
United States Attorneys (April 6, 2020), https://www.justice.gov/file/1266901/download.
35 There are additional populations to consider. Beyond prisons and jails, the American criminal justice system also holds
about 46,600 individuals across 1,772 juvenile detention centers, 40,000 individuals across 218 immigration detention
centers, 12,300 individuals across prisons operated within U.S. territories (American Samoa, Guam, and the U.S. Virgin
Islands) and U.S. commonwealths (Northern Mariana Islands and Puerto Rico), 2,540 individuals across eighty jails
operated by tribal authorities or the Bureau of Indian Affairs, 1,300 individuals across U.S. military prisons, as well as
additional individuals across civil commitment centers and state psychiatric hospitals. Although this Article primarily
focuses on U.S. prisons and jails, and space does not permit us to go in-depth about these congregate facilities’ response
to COVID-19, it is important to note that many of the arguments that we will advance in this Article can be modified to
apply to these facilities as well. See Juvenile Residential Facility Census Databook: 2000-2018, Number of Facilities and
Juvenile Offenders by Facility Operation, United States, 2018,
https://www.ojjdp.gov/ojstatbb/jrfcdb/asp/display_profile.asp; Amnesty International, USA: ‘We Are Adrift, About to
Sink’ (2020), https://www.amnesty.org/download/Documents/AMR5120952020ENGLISH.PDF; U.S. Dep’t of Justice
Bureau of Justice Statistics, Correctional Populations in the United States, 2016 (2018),
https://www.bjs.gov/content/pub/pdf/cpus16.pdf; U.S. U.S. Dep’t of Justice Bureau of Justice Statistics, Jails in Indian
Country, 2016 (2017), https://www.bjs.gov/content/pub/pdf/jic16_sum.pdf; U.S. U.S. Dep’t of Justice Bureau of
Justice Statistics, Prisoners in 2017 (2019), https://www.bjs.gov/content/pub/pdf/p17.pdf; Wendy Sawyer & Peter
Wagner, Mass Incarceration: The Whole Pie 2020, PRISON POLICY INITIATIVE PRESS RELEASE, March 24, 2020,
https://www.prisonpolicy.org/reports/pie2020.html.
36 Federal Bureau of Prisons, Federal Bureau of Prisons COVID-19 Action Plan, March 13, 2020,
https://www.bop.gov/resources/news/20200313_covid-19.jsp; Federal Bureau of Prisons, About Our Facilities (last
visited June 17, 2020), https://www.bop.gov/about/facilities/federal_prisons.jsp.

Pr

ep

rin

tn

ot

33

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

have operated at 114.1% of maximum capacity, confined approximately 170,000 individuals, and
employed approximately 36,000 workers.37 The diversity across federal prisons in terms of population,
operations, and available resources renders a one-size-fits-all approach to COVID-19 inadvisable.

ev

Even though law enforcement lacks the general authority to release incarcerated people for the express
purpose of curbing infectious disease transmission, there are a few legal avenues through which it can
respond to the COVID-19 pandemic.38 Specifically, 18 U.S.C. § 3142 permits courts to temporarily
release pretrial detainees for “compelling” reasons; 18 U.S.C. §§ 3582 and 4205(g) permits courts to
place eligible elderly individuals with medical conditions on “compassionate release”; the First Step
Act of 2018 permits the Bureau of Prisons to place low risk, elderly individuals on home confinement;
18 U.S.C. § 3624 permits the Bureau to place individuals on home confinement for the last twelve
months of their sentences; the Coronavirus Aid, Relief, and Economic Security Act (the CARES Act;
P.L. 116-136) permits the Bureau to lengthen home confinement for individuals during an “emergency
period”; and Article II of the Constitution permits the President to grant executive clemency.39

tn

ot

pe

er
r

On March 13, 2020, the Bureau of Prisons announced its action plan to curtail the spread of COVID19, which initially focused on reducing internal movement within prisons rather than releasing
incarcerated people from prisons.40 However, as the situation has evolved, the Bureau has modified
its action plan to increase utilization of home confinement; on March 26, 2020, Attorney General
William Barr issued a memorandum instructing the Bureau to prioritize release of individuals while
taking care to consider the following factors: (1) their age and vulnerability to COVID-19, (2) the
security level of the prisons in which they reside, (3) their conduct in prison, (4) their risk of recidivism,
(5) whether they have plans for re-entering the community and whether they would be released to
conditions that present a lower risk of contracting COVID-19 than prison, and (6) their crime of
conviction.41 On April 5, 2020, the Bureau announced that it had increased home confinement, with
priority given to individuals who had COVID-19 risk factors and were located in prisons with the

Additional background is that almost half of federally incarcerate people are serving time for drug trafficking and more
than a third for a public-order offense like weapons possession or undocumented immigration. U.S. Dep’t of Justice
Bureau of Justice Statistics, supra note XX. See also Memorandum from M.D. Carvajal, Director of Bureau Prisons, to
Inmate Families and Friends (April 21, 2020),
https://www.bop.gov/resources/news/pdfs/202004211_memo_to_inmate_families_and_friends.pdf.
38 Congressional Research Service, Federal Prisoners and COVID-19: Background and Authorities to Grant Release
(2020), https://crsreports.congress.gov/product/pdf/R/R46297.
39 Id.
40 To be more specific, the Bureau directed all federal prisons to suspend social and legal visits except on a case-by-case
basis, increase telephone communication to 500 minutes per month, reduce staff travel, limit transfers, stagger mealtimes
and recreation, and screen newly arriving individuals for COVID-19 exposure and symptoms. Federal Bureau of Prisons,
supra note XX.
41 Memorandum from William Barr, United States Attorney General, to M.D. Carvajal, Director of Bureau Prisons
(March 26, 2020), https://www.bop.gov/resources/news/pdfs/20200405_covid-19_home_confinement.pdf. In a
subsequent memorandum, Attorney General Barr directed BOP to be more aggressive in screening all incarcerated
people for home confinement, “even if electronic monitoring is not available.” See Memorandum from William Barr,
United States Attorney General, to M.D. Carvajal, Director of Bureau Prisons (April 3, 2020),
https://www.justice.gov/file/1266661/download.

Pr

ep

rin

37

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

highest levels of infection.42 Overall, however, these steps have led to a very modest reduction in the
federal prison population: by mid-May, federal prisons had reduced their population by only 3%.43

b. Coronavirus in State Prisons

State Departments of Correction manage 1,833 state prisons that employ approximately 390,000
workers and confine 1,306,305 people.44 Unlike federal prisons, a majority of those incarcerated in
state prisons are serving time for violent offenses—e.g., murder, non-negligent manslaughter, rape,
and sexual assault45—which could shift the risk/benefit profile of broad release (relative to federal
prisons).

pe

er
r

ev

For the most part, state prisons have been slow to respond to COVID-19.46 The principal strategy to
cut back on the state prison population has been to implement a moratorium on new arrivals from
jails, to release individuals who are elderly, medically vulnerable, or near the end of their sentences,
and to commute certain sentences.47 One governor argued that such reductions would benefit the
whole state: “The early release of incarcerated individuals who are near their release date and meet
certain criteria will help protect public health without a concomitant risk to public safety. This measure
will serve to protect the health of those individuals, of staff and inmates at all state correctional
facilities, and of all [state residents].”48 Nevertheless, individual states have assumed disparate policies

Federal Bureau of Prisons, Update on COVID-19 and Home Confinement, April 5, 2020,
https://www.bop.gov/resources/news/20200405_covid19_home_confinement.jsp.
43 Emily Widra & Peter Wagner, While Jails Drastically Cut Populations, State Prisons Have Released Almost No One, PRISON
POLICY INITIATIVE BRIEFINGS, May 14, 2020, https://www.prisonpolicy.org/blog/2020/05/14/jails-vs-prison-update/.
44 Also, a total of 13 states have run their prisons at or above maximum capacity in recent years. U.S. Dep’t of Justice
Bureau of Justice Statistics, supra note XX; U.S. Dep’t of Justice Bureau of Justice Statistics, Census of State and Federal
Correctional Facilities, 2005 (2008), https://www.bjs.gov/content/pub/pdf/csfcf05.pdf.
45 Id. at 1.
46 Like federal prisons, state prisons have restructured internal facility operations in addition to releasing some
incarcerated people to the community. For example, they have put restrictions on in-person visitation and imposed
limits on the number of persons present at pardon hearings, commutation hearings, and parole hearings. See, e.g., Utah
Exec. Order No. 2020-3 (March 17, 2020) (temporarily suspending public access to State of Utah Board of Pardons and
Parole hearings); Tenn. Exec. Order No. 36 (May 12, 2020) (temporarily suspending requirement that Board of Parole
hearings be open to the public). In addition, while most states have eliminated medical co-pays for incarcerated people
with COVID-19 symptoms, Nevada and Hawaii have not made any changes to their co-pay policy. See Prison Policy
Initiative, Responses to the COVID-19 Pandemic, (last visited June 23, 2020),
https://www.prisonpolicy.org/virus/virusresponse.html.
47 See, e.g., Wisc. Emergency Order No. 9 (March 20, 2020) (stating “I, Governor Tony Evers, order the Department of
Corrections to implement a moratorium on admissions to the state prisons and juvenile facilities operated by the
Department of Corrections to mitigate the spread of COVID-19”); Ill. Exec. Order No. 2020-13 (March 26, 2020)
(stating “All admissions to the Illinois Department of Corrections from all Illinois county jails are suspended, with
exceptions at the sole discretion of the Director of the Illinois Department of Corrections for limited essential
transfers”); Calif. Exec. Order No. 36-20 (March 24, 2020) (suspending intake into state facilities, directing the Board of
Parole Hearings to develop a process for conducting hearings by videoconference, and ceasing in-person parole
hearings).
48 N.M. Exec. Order No. 2020-21.

Pr

ep

rin

tn

ot

42

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

for prioritizing individuals for release,49 which has resulted in the prison population declining by only
1.6% across 44 states and actually increasing in five states.50

c. Coronavirus in County and City Jails

er
r

ev

City and municipal authorities manage over 3,100 jails across the U.S. that hold approximately 738,400
people and employ roughly 221,600 full-time workers.51 About a third of those detained in jails have
already been convicted of crimes and have been sentenced or are waiting for sentencing, whereas
about two-thirds have only been charged with crimes and are waiting for court or are being held for
other reasons.52 In addition to confining people, county and city jails are responsible for supervising
57,900 individuals within local communities via home detention, alcohol or drug treatment programs,
community service, and other pretrial programs.53 Thus, when it comes to jails’ management of
COVID-19, there are four major populations to consider: individuals who are serving county
sentences; individuals who are being held pretrial; individuals who are being held for other reasons,
like probation infractions; and individuals who are being supervised within local communities.

pe

It will be no surprise that responses to the pandemic have varied considerably across jails. At one end
of the spectrum, some officials have—unless there is a demonstrated danger— released people serving
county jail sentences, eliminated bail, increased the volume of bail and plea hearings via video and
teleconferencing, suspended sanctions on probation violations, and/or ceased arrests for low-level

For example, the governor of Kentucky has commuted the sentences of 186 inmates who meet the following criteria:
(1) are at high risk for severe illness from COVID-19, (2) are serving sentences for non-violent, non-sexual offenses, (3)
have fewer than five years left to serve, (4) have not tested positive or displayed symptoms of COVID-19, (5) have a
residence to be released to, and (6) are able to self-quarantine at this residence for a period of fourteen days after release.
Meanwhile, the governor of New Mexico has commuted the sentences of inmates: (1) whose release date is no more
than thirty days away, (2) who have a parole plan in place, and (3) who are not serving a sentence for driving under the
influence, a sex offense, domestic abuse, or assault on an officer. The New Jersey Corrections Department is prioritizing
individuals who are both 60 years of age or older and possess underlying medical conditions that increases COVID-19
risk, followed by detainees who are either 60 years of age or older or possess underlying conditions, individuals who were
denied parole in the past year, and individuals who are scheduled for release or are eligible for parole within 90 days.
Montana is considering early release for individuals who meet any of the following: (1) are 65 years of age or older, (2)
are medically frail, (3) are pregnant, or (4) are nearing their release date. And Maryland is prioritizing detainees who meet
all of the following: (1) are at least 60 years of age or older, (2) have not been convicted of a violent crime or sexual
offense, and (3) have a record of good institutional adjustment and an approved home plan. See Id.; Ky. Exec. Order No.
2020-267 (April 2, 2020); N.J. Exec. Order No. 124 (April 10, 2020); Memorandum from Steve Bullock, Governor of
Montana, to Montanans and All Officers and Agencies of the State of Montana (April 1, 2020),
https://covid19.mt.gov/Portals/223/Documents/Corrections.pdf?ver=2020-04-01-133318-433; Md. Exec. Order No.
20-04-18-01 (April 18, 2020).
50 Emily Widra & Peter Wagner, supra note XX; Sandra E. Garcia, supra note XX; see also Jacob Kang-Brown et al., People
in Prison in 2019, VERA INSTITUTE OF JUSTICE (2020), https://www.vera.org/downloads/publications/people-in-prisonin-2019.pdf.
51 Additional background is that roughly 20% of jail jurisdictions operate at or above their maximum capacity, people are
held in jails for an average of 25 days, and 80% of full-time workers spend more than half of their time in close contact
with incarcerated people. U.S. Dep’t of Justice Bureau of Justice Statistic, Jail Inmates in 2018 (2020),
https://www.bjs.gov/content/pub/pdf/ji18.pdf. Another relevant consideration is that jails vary in terms of funding,
staffing, and equipment. American Jail Association, Jail Statistics (last visited June 23, 2020),
https://www.americanjail.org/jail-statistics.
52 Id. at 1.
53 Id. at 9.

Pr

ep

rin

tn

ot

49

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

d. How the Response to Coronavirus Has Fallen Short

iew
ed

crimes in order to minimize jail populations.54 At the other end of the spectrum, some officials have
opposed releasing individuals “based solely on fears surrounding infectious disease,” postponed jury
trials and grand jury proceedings (thereby causing delays and lengthening pre-trial confinement for the
accused), and apprehended people in violation of stay-at-home orders or protesting the May 25
murder of George Floyd by Minneapolis police.55 In some places, jail populations have therefore either
increased or remained stagnant. Nevertheless, on the whole, jails have been much quicker to react to
COVID-19 when compared to federal and state prisons: according to some reports, the median
population reduction in jails has been roughly 32%.56

er
r

ev

It has been difficult to verify what the conditions in jails and prisons have really been like during
COVID-19. Formal oversight of prisons and jails has dropped off, as state agencies, independent
groups, and court-appointed monitors have either lost their access to prisons or have voluntarily halted
their inspections.57 At the same time, informal oversight has faded away, as jails and prisons have
restricted social and legal visits and limited any facility programming that facilitates contact with the
surrounding community.58 A prison oversight expert has remarked, “In some of these places we now
For example, the Supreme Court of New Jersey ordered the release of all detainees serving county jail sentences; the
Montana Supreme Court instructed judges to “release, without bond, as many incarcerated people as you are able,
especially those being held for non-violent offenses”; the judicial body overseeing California’s courts mandated $0 bail
for detainees charged with certain offenses (this emergency rule was repealed on June 20); the governor of Michigan
encouraged the early release of detainees who have behavioral health problems and can be diverted for treatment or who
have been incarcerated for a traffic violation, failure to appear, or failure to pay (this executive order was rescinded in
Exec. Order No. 2020-62); the governor of Washington removed a requirement to arrest individuals who violate the
terms of their community supervision; and the governor of South Dakota suspended a rule requiring a minimum period
of incarceration for parole violations. See In the Matter of the Request to Commute or Suspend County Jail Sentences, No. 084230
(N.J. March 22, 2020); Letter from Mike McGrath, Chief Justice of the Supreme Court of Montana, to Montana Courts
of Limited Jurisdiction Judges (March 20, 2020); Circulating Order Memorandum to the Judicial Council, Order No.
CO-20-11, https://www.fresnobee.com/news/coronavirus/article241916756.html; Mich. Exec. Order No. 2020-29; In
the Matter of Statewide Response by Washington State Courts to the COVID-19 Public Health Emergeny, No. 25700-B-607 (Wash.
Mar. 20, 2020); Memorandum from Donald W. Beatty, Chief Justice of South Carolina Supreme Court, to Magistrates,
Municipal Judges, and Summary Court Staff (Mar. 16, 2020); Wash. Emergency Proclamation 20-35 (March 30, 2020);
S.D. Exec. Order No. 2020-14 (April 7, 2020). For more examples, see United States Courts, Court Orders and Updates
During COVID-19 Pandemic (last visited June 23, 2020), https://www.uscourts.gov/about-federal-courts/courtwebsite-links/court-orders-and-updates-during-covid19-pandemic; Brennan Center for Justice, Courts’ Responses to the
COVID-19 Crisis (last visited June 23, 2020), https://www.uscourts.gov/about-federal-courts/court-websitelinks/court-orders-and-updates-during-covid19-pandemic; National Center for State Courts, Coronavirus and the
Courts, (last visited June 23, 2020), https://www.ncsc.org/newsroom/public-health-emergency.
55 For example, Texas Governor Greg Abbott signed an executive order in which he restricted the ability of judges to
release jail detainees accused of violent crimes and prohibited judges from releasing detainees based solely on fears
surrounding infectious disease; the Pennsylvania Supreme Court denied a petition to release broad categories of inmates
because broad release “fails to take into account the potential danger of inmates to victims and the general population, as
well as the diversity of situations present within individual institutions and communities, which vary dramatically in size
and population density”; and some courts have made minimal or no adjustments to their operations other than to bar
individuals with exposure to COVID-19 from entering the courthouse. See Id.; Tex. Exec. Order No. GA-13 (March 29,
2020); In Re: The Petition of the Pennsylvania Prison Society, Brian McHale, Jeremy Hunsicker, Christopher Aubry, Michael Foundos,
and Frederick Leonard, On Behalf of all Similarly Situated Individuals, No. 70 MM 2020 (Penn. April 2, 2020); In Re: COVID-19
Public Health & Safety, No. MC120-004 (Ga. Mar. 17, 2020).
56 Emily Widra & Peter Wagner, supra note XX
57 Keri Blakinger, As COVID-19 Measures Grow, Prison Oversight Falls, in THE MARSHALL PROJECT, March 17, 2020,
https://www.themarshallproject.org/2020/03/17/as-covid-19-measures-grow-prison-oversight-falls.
58 Id.

Pr

ep

rin

tn

ot

pe

54

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

have no idea what’s going on inside.”59 The Brennan Center for Justice noted, “There is an enormous
disconnect between what’s being reported publicly and what people are actually experiencing in jails
and prisons.”60 Still, journalists have been able to collect anecdotal evidence suggesting that conditions
are worse than normal in many correctional facilities.

ev

When it comes to lowering carceral populations, many journalists have been critical of the
discretionary and opaque process for managing release, particularly after high-profile and wellconnected federal detainees like Michael Cohen and Paul Manafort were released despite falling short
of the Bureau of Prisons’ release criteria while others who did meet criteria remained incarcerated. 61
In addition, there have been reports that far too few have been released from facilities, resulting in
people being held in cells with thirty to forty others, or worse, being held in extremely close proximity
to those who have symptoms.62

er
r

But, setting aside the more complicated issue of removal from facilities, even basic preventive
measures have not been consistently applied within facilities. For example, the New Yorker reported
that prisons in Arkansas asked officers to come to work even if they tested positive for coronavirus:

pe

“‘If your test results are positive,’ a memo from the Arkansas Department of Health said, ‘you
may need to work if you do not display symptoms.’ Governor Hutchinson, in his daily press
conference, explained, ‘In terms of the guards that might have tested positive, it is my
understanding that they would only be guarding barracks in which the inmates have tested
positive. He added, ‘So those precautions are in place, and certainly they are logical.’ … all the
guards were passing through the same entrance, checkpoints, and hallways.”63
And, this was not the only troubling discovery about the Arkansas prisons. Annie Burrow, a nurse
who worked in several Arkansas prisons, said that,

rin

tn

ot

“…when inmates put in sick calls, they typically weren’t seen by a doctor for at least two
weeks. Sometimes the infirmary nurses would become so overwhelmed by sick calls that—to
avoid being fined if they didn’t respond within three days, as was the policy—they would shred
them. ‘It was general operating procedure,’ Burrow told me. ‘I watched nurses put the paper
sick calls in the shredder and never blink an eye. When inmates complained, the nurses would
say, ‘Oh, the slip got lost in the box,’ or ‘You filled out the wrong form.’ Burrow said, ‘They
could easily blame it on the inmate.”64

Id.
Lauren-Brooke Eisen, COVID-19 Continues Its Toll on Jails and Prisons, THE BRENNAN CENTER FOR JUSTICE, May
4, 2020, https://www.brennancenter.org/our-work/analysis-opinion/covid-19-continues-its-toll-jails-and-prisons.
61 Joseph Neff & Keri Blakinger, Early Releases of Cohen and Manafort Shows How Unfair Prison System Is, Experts
Say, in NBC NEWS, May 21, 2020, https://www.nbcnews.com/news/us-news/early-release-cohen-manafort-showshow-unfair-prison-system-experts-n1212001.
62 See, e.g., Masha Gessen, A Long Night with the Jail-Support Crew Outside One Police Plaza After Protests in New
York, in NEW YORKER, May 30, 2020, https://www.newyorker.com/news/our-columnists/a-long-night-with-the-jailsupport-crew-outside-one-police-plaza.
63 Rachel Aviv, Punishment by Pandemic, in NEW YORKER, June 22, 2020,
https://www.newyorker.com/magazine/2020/06/22/punishment-by-pandemic.
64 Id.
59

Pr

ep

60

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

Additionally, it has been documented that “some facilities will post signs about hand-washing for
detained people but then continue to charge them for access to soap.”65 The weight of existing reports
overwhelmingly suggests that prisons and jails are in a state of crisis.

e. Proposed Alternatives

The current pandemic response has failed to suppress the spread of coronavirus within prisons and
jails. As a result, it has become increasingly clear that correctional facilities simply have to reduce the
population. To cite just two prominent examples, advocacy organizations and members of Congress
have offered recommendations for how law enforcement agencies can accomplish this task.66

er
r

ev

Specifically, the ACLU has urged the Department of Justice and Federal Bureau of Prisons to free all
pregnant inmates within one year of their scheduled releases, to halt revocation of probation or
supervised release as a response to infraction, to decline prosecution in low-level offenses, especially
offenses involving drug possession or unauthorized entry to the U.S., and to increase the release of
those who (1) are 65 and older, (2) have a terminal, debilitated, or chronic medical condition, or (3)
have suffered a death of a family member who is a primary caregiver to their child.67 ACLU of
Pennsylvania has added to the list those who (1) are within three months of their minimum sentence,
(2) are being detained for a violation of probation or parole which does not arise out of committing a
new felony, (3) are eligible to periodically leave correctional facilities (for work release or intermittent
sentences), and (4) are being detained because of an inability to post bail.68

ot

pe

Members of Congress have also pushed to accelerate release. As described previously, the CARES
Act was passed in March to facilitate the release of detainees to home confinement during an
“emergency period.” In May, House Democrats passed a relief package that featured a provision that
would release all federally incarcerated people to community supervision during “a national emergency
relating to a communicable disease,” provided that they are 50 years of age or older, within 12 months
of release, and possess certain health conditions.69 The legislation justified these priorities based on
the fact that “[s]tudies have shown that individuals age out of crime starting around 25 years of age,”
Lauren-Brooke Eisen, supra note XX.
The Centers for Disease Control and Prevention has also released guiding principles for law enforcement agencies and
their respective health departments to assist them in coping with COVID-19. The CDC has recommended that
correctional facilities strive to implement the following: (1) correctional facilities should make every effort to place
suspected and confirmed COVID-19 cases under individual medical isolation with their own dormitory housing and
bathroom; (2) facilities should prevent detainees who have been exposed to COVID-19 from transferring to other
facilities unless it is deemed necessary for medical care, infection control, security, or to mitigate overcrowding; (3)
facilities should identify lawful alternatives to in-person court appearances; (4) facilities should suspend medical co-pays
for detainees seeking medical evaluation for respiratory symptoms; (5) facilities should provide detainees with a supply of
soap at no cost to them; and (6) where possible, facilities should consider eliminating the cost of phone calls, increasing
telephone privileges, and providing access to virtual visitation. Centers for Disease Control and Prevention, supra note
XX.
67 Letter from American Civil Liberties Union to Michael Carvajal, Director of Bureau Prisons (March 18, 2020),
https://www.aclu.org/letter/aclu-letter-doj-and-bop-coronavirus-and-criminal-justice-system; see also Sarah McCammon,
ACLU Calls for Release of Pregnant Inmates During the Coronavirus Pandemic, in NPR, May 1, 2020,
https://www.npr.org/sections/coronavirus-live-updates/2020/05/01/849402406/aclu-calls-for-release-of-pregnantinmates-during-the-coronavirus-pandemic?utm_medium=RSS&utm_campaign=nprblogscoronavirusliveupdates.
68 ACLU Pennsylvania, King’s Bench Petition on County Jails During COVID-19 (2020),
https://www.aclupa.org/en/cases/kings-bench-petition-county-jails-during-covid-19.
69 H.R. 6800, 116th Cong. § 191102 (2020), available at https://docs.house.gov/billsthisweek/20200511/BILLS116hr6800ih.pdf. See also H.R. 6400, 116th Cong. (2020).

tn

65

Pr

ep

rin

66

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

“released individuals over the age of 50 have a very low recidivism rate,” and that “there is a serious
threat to the general public that prisons may become incubators of community spread of
communicable viral disease.”70 The bill made exceptions for release of federally incarcerated people if
a determination was made that they are, “likely to pose a specific and substantial risk of causing bodily
injury or using violent force” against another person.71

er
r

ev

It is clear that the response to COVID-19 within prisons and jails has been inadequate. Nevertheless,
the discussion about different response options has also revealed a range of potentially viable priorities
for how to begin releasing incarcerated people during a pandemic (e.g., symptoms of COVID-19, age,
underlying health conditions, pregnancy status, crime of conviction, risk of recidivism, security level,
proportion of sentence served, prior conduct, history of probation infractions, eligibility for parole,
caretaking responsibilities for dependents, alleged new crimes, etc.). In order to carefully weigh these
priorities and create a comprehensive plan for releasing incarcerated people during the remainder of
the coronavirus pandemic and any future public health emergencies, it is first important to establish
why we have an obligation to reduce the carceral population.
III. ARGUMENTS FOR PROTECTING DETAINEES

pe

There are a number of compelling arguments for giving special consideration to incarcerated people
during an infectious disease pandemic. While these arguments can be applied to any country, they are
especially salient in the U.S., which has the highest incarceration rate in the world.72 Many incarcerated
people are vulnerable during a pandemic because of inadequate access to healthcare and poor
underlying health status, which is often caused or exacerbated by the act of incarceration itself. In this
Part, we make a series of moral, practical, and legal arguments in support of the claim that incarcerated
people deserve special protections during a pandemic.

ot

a. Moral Arguments

The Human Right to Health

rin

tn

In approaching the question as to what we ethically owe incarcerated people, it is useful to start with
a human rights lens. Although we deprive people of their liberty and many of their rights73 when we
incarcerate them, it is important to remember that incarcerated people retain certain rights simply in
virtue of their status as humans.
H.R. 6800, 116th Cong. § 191102(a) (2020).
H.R. 6800, 116th Cong. § 191102(c)(2) (2020).
72 Highest to Lowest – Prison Population Total, WORLD PRISON BRIEF, https://www.prisonstudies.org/highest-tolowest/prison-population-total (last visited June 24, 2020). Though the U.S. only has about 5% of the world’s
population, approximately 20% of the world’s incarcerated population are held here. Peter Wagner & Wanda Bertram,
What Percentage of the U.S. Is Incarcerated, PRISON POLICY INITIATIVE (Jan. 16, 2020),
https://www.prisonpolicy.org/blog/2020/01/16/percent-incarcerated/. The more than 2.3 million inmates housed in
U.S. jails and prisons represent a staggering percentage of the total national adult population (0.88%). Wendy Sawyer &
Peter Wagner, supra note XX.
73 Some philosophers deny that that carceral punishment violates people’s rights. According to this view, a person who
voluntarily commits a crime while understanding the consequences tacitly consents to these consequences, and,
accordingly, these consequences do not violate her rights. See Antony Duff and Zachary Hoskins, Legal Punishment,
STANFORD ENCYCLOPEDIA OF PHILOSOPHY (Dec. 21, 2019), https://plato.stanford.edu/entries/legalpunishment/#toc.
70

Pr

ep

71

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

Several international bodies have claimed that all human beings have a right to health.74 There are a
number of different ways that international bodies have grounded this right—e.g., through the claim
that health is a “natural” right and through the claim that achieving a certain level of health is necessary
for the exercise of other rights. Below, we do not attempt to make the positive argument that people
in fact have a right to health. Rather, we describe how an international understanding of the human
right to health has evolved over time, in order to make the more modest point that there is precedent
for thinking that all people, including those who have forfeited some of their rights via incarceration,
have a very strong interest in health that gives us a correspondingly strong reason to protect it.

pe

er
r

ev

Time and again, international bodies have articulated a human right to health. In 1946, the World
Health Organization was founded on the premise that “The enjoyment of the highest attainable
standard of health is one of the fundamental rights of every human being without distinction of race,
religion, political belief, economic or social condition.”75 In 1948, the Universal Declaration of Human
Rights enshrined a number of additional human rights relevant to incarcerated populations, including
a right to non-discrimination;76 a right to life;77 a right to be “free from torture and cruel, inhuman, or
degrading treatment or punishment”;78 a right to equal protection of the law;79 and a right to an
adequate standard of living, including access to medical care.80 In 1966, the International Covenant on
Economic Social and Cultural Rights81 codified the idea that “Health is a fundamental human right
indispensable from the exercise of other human rights.”82 Though the right to health is not explicitly
mentioned in the International Covenant on Civil and Political Rights, it is generally accepted that a
number of the covenant’s provisions—i.e., the right to life83 and the right to humane treatment84—
can be used to address health-related conditions.85

tn

ot

In more recent years, the World Health Organization has developed a modern definition of health
that reflects a more inclusive conception of what it means to be healthy, moving beyond biomedical
views toward a broader view of “wellbeing”: “Health is a state of complete physical, mental, and social
well-being and not merely the absence of disease or infirmity.”86 The Committee on Economic, Social
and Cultural Rights has since added to this that the “right to health should be understood as a right
to the enjoyment of a variety of facilities and conditions which the state is responsible for providing
Though the U.S. has not signed on to all of the international instruments and treaties that we discuss, these
instruments and treaties are nevertheless relevant as a source of broad international consensus about the moral duties we
have to incarcerated people.
75 WORLD HEALTH ORGANIZATION, BASIC DOCUMENTS, 1 (49th ed. 2020).
76 Universal Declaration of Human Rights, G.A. Res. 217(III) A, U.N. Doc. A/RES/217(III), at art. 2 (Dec. 10, 1948)
[hereinafter UDHR].
77 Id. at art. 3.
78 Id. at art. 5.
79 Id. at art. 7.
80 Id. at art. 25.
81 International Covenant on Economic, Social and Cultural Rights, Dec. 16, 1966, 993 U.N.T.S. 3 [hereinafter
ICESCR].
82 Id. at art.12.
83 International Covenant on Civil and Political Rights, G.A. Res. 2200 (XXI) A, at art. 6, U.N. Doc.
A/RES/2200(XXI) (Dec. 16, 1966).
84 Id. at art. 10.
85 Cabal and Pasini v. Australia (7 August 2003) UN Doc CCPR/C/78/D/1020/2002) para. 7.7.
86 United Nations, International Health Conference, Constitution of the World Health Organization (July 22, 1946), available
from https://apps.who.int/gb/bd/PDF/bd47/EN/constitution-en.pdf?ua=1.

Pr

ep

rin

74

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

as necessary for the attainment and maintenance of good health.” Together, these definitions suggest
that states not only have an ethical obligation to provide basic healthcare services to its citizens but
that states also have an obligation to address the various social determinants of health on a population
level.

ev

In addition, some international human rights instruments specify a right to health for incarcerated
people in particular. For example, the United Nations Standard Minimum Rules for the Treatment of
Incarcerated people (the Nelson Mandela Rules)87 argues that incarcerated people deserve a basic level
of care, even if they have given up other rights when convicted of crimes. These rules specifically
assert that incarcerated people should “enjoy the same standards of health care that are available in
the community.”88

er
r

Finally, in response to COVID-19, a number of international organizations issued a joint statement
arguing that: “All states are required to ensure not only the security, but also the health, safety and
human dignity, of people deprived of their liberty and of people working in places of detention at all
times. This obligation applies irrespective of any state of emergency.”89 In particular, this joint
statement sheds light on the way that the concept of a right to health is meant to operate in an
emergency. While there is some leeway for certain rights to be temporarily suspended in an emergency,
those circumstances are limited to “public emergencies” that threaten the life of the nation,”90 and
there are some rights that can never be suspended.

pe

Taken together, these statements and international instruments show that there is clear consensus
within the international human rights community that we have strong reason to protect the health of
incarcerated populations.
Specific Moral Reasons to Protect Incarcerated People

tn

ot

Thus far, we have argued that it is generally accepted among international bodies that incarcerated
people retain various rights that are owed to all humans as humans, which, notably, include a right to
health. Beyond this general appeal to human rights, there are specific ethical arguments that support
the claim that incarcerated people deserve particular attention during a pandemic.

rin

First, there is the argument that we have special obligations to people whom we have made dependent
on us for their welfare. When a person, A, cannot provide for herself because she is dependent on
another person, C, the resulting relationship creates a set of minimum obligations that C cannot
abrogate. The fiduciary relationship between A and C can flow out of a number of circumstances. For
example, it can be contractual, as in the physician-patient relationship, or familial, as in the parentG.A. Res. 70/175, United Nations Standard Minimum Rules for the Treatment of Prisoners (the Nelson Mandela
Rules) (Jan. 8, 2016), available at https://undocs.org/A/RES/70/175.
88 Id. at rule 24 Mandela rules.
89 World Health Organization et al., UNODC, WHO, UNAIDS and OHCHR Joint Statement on COVID-19 in Prisons and
Other Closed Settings (May 13, 2020),
https://www.who.int/news-room/detail/13-05-2020-unodc-who-unaids-and-ohchr-joint-statement-on-covid-19-inprisons-and-other-closed-settings.
90 Committee on Economic Social and Cultural Rights, ‘General Comment No. 14: The right to the highest attainable
standard of health’, UN Doc E/C.12/2000/4 (11 August 2000); European Court of Human Rights, Guide on Article 15 of
the European Convention on Human Rights (Dec. 31, 2019),
https://www.echr.coe.int/Documents/Guide_Art_15_ENG.pdf.

Pr

ep

87

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

child relationship. Incarcerated people can convincingly claim that they stand in this sort of
relationship with the government: the government mediates their access to food, housing, sanitation
and medical care. As a result, the government has certain obligations to incarcerated people that would
certainly include taking reasonable steps to protect them from a deadly infectious disease. It is worth
noting that, in the physician-patient case, the physician has not directly caused the circumstances that
led to the patient’s need for assistance. Since the state has directly caused the situation in which
incarcerated people cannot care for themselves (however justifiably), there is an even stronger
argument that the government must provide them with the necessary resources for survival.91

er
r

ev

On a related note, one can make a second argument flowing from a right to self-defense. When
presented with a direct threat to health and safety, people generally have a legal and moral right to
defend themselves. While the rest of the U.S. is largely able to shelter-in-place, limit contacts, etc.,
incarcerated people cannot control their own risk exposure. Beyond a right to health, we have an
obligation to provide incarcerated people with an opportunity to protect themselves from direct
threats at least on par with those available to non-incarcerated people. This right for incarcerated
people to defend themselves in the same way that the non-incarcerated population can could be
derived from a number of the human rights discussed above, including the right to nondiscrimination;92 a right to life;93 a right to be “free from torture and cruel, inhuman, or degrading
treatment or punishment”;94 and a right to equal protection of the law.95

tn

ot

pe

Third, there is an argument that emerges from the extra duties that society owes to protect vulnerable
populations in a crisis.96 The right to health generally requires that states pay particular attention to
the needs of disadvantaged populations.97 This is especially true in a pandemic, where the disease can
have a differential impact on specific populations because of factors that can correlate with existing
disadvantage (e.g., age, pre-existing conditions, exposure level, etc.). Given this definable vulnerability,
societies have attempted to implement rules and policies to protect these high-risk groups. In response
to the COVID-19 pandemic, we have already enacted special rules for retirement/nursing homes, 98
prioritized personal protective equipment access for front-line workers,99 and have discussed early
allocation of an eventual vaccine for people at high risk of mortality (e.g., elderly, people with
Though there is controversy around the claim that states can be holders of moral obligation, a number of scholars
have persuasively made that case. See, e.g., Christoffer Spencer Lammer-Heindel, Does the State Have Moral Duties? State
Duty-Claims and the Possibility of Institutionally Held Moral Obligations, IOWA RESEARCH ONLINE (July 2012),
https://ir.uiowa.edu/cgi/viewcontent.cgi?article=3388&context=etd.
92 UDHR, Supra note XX, at art. 2.
93 Id. at art. 3.
94 Id. at art. 5.
95 Id. at art. 7.
96 Even outside of the pandemic context, our society recognizes that we need targeted rules that pay special attention to
vulnerable populations. For example, there are distinct protections for conducting research with certain human subjects
(i.e., pregnant women, fetuses, children, incarcerated people, adults that lack capacity).
97 WORLD HEALTH ORGANIZATION, Health and Human Rights, WORLD HEALTH ORGANIZATION (Dec. 29, 2017),
https://www.who.int/news-room/fact-sheets/detail/human-rights-and-health.
98 CENTERS FOR DISEASE CONTROL AND PREVENTION, Coronavirus Disease 2019 (COVID-19):Preparing for COVID-19 in
Nursing Homes, CDC (June 22, 2020), https://www.cdc.gov/coronavirus/2019-ncov/hcp/long-term-care.html;
CENTERS FOR DISEASE CONTROL AND PREVENTION, Coronavirus Disease 2019 (COVID-19): Preventing the Spread of
COVID-19 in Retirement Communities and Independent Living Facilities (Interim Guidance), CDC (Mar. 20, 2020),
https://www.cdc.gov/coronavirus/2019-ncov/community/retirement/guidance-retirement-response.html.
99 Nancy S. Jecker et al., Prioritizing Frontline Workers during the COVID-19 Pandemic, AMERICAN JOURNAL OF BIOETHICS
(May 13, 2020), https://www.tandfonline.com/doi/full/10.1080/15265161.2020.1764140.

Pr

ep

rin

91

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

preexisting conditions).100 As discussed at length above, incarcerated people are among the highestrisk populations, bearing a disproportionate share of the COVID-19 disease burden. If society has a
duty to protect vulnerable populations from the ravages of a novel infectious disease pandemic, there
would need to be a strong moral justification for treating incarcerated people as a class with less care
than other similarly high-risk groups.101

er
r

ev

All of these arguments take on added urgency because of racial justice concerns exacerbated by the
COVID-19 pandemic.102 Already, COVID-19 has resulted in more total years of potential life lost for
non-Hispanic black people (45,777 years) and Hispanic people (48,204 years) compared to nonHispanic white people (33,446 years) even though the white population is 3-4 fold larger.103 This
translates into black people being 3.6 times more likely to die from COVID-19 than white people, and
Hispanic people being 2.6 times more likely to die.104 Plus, as detailed elsewhere in this article, people
of color are disproportionately likely to be incarcerated. These background conditions, propagated
by institutional racism and structural bias,105 mean that the impacts of COVID-19 and of incarceration
on people of color (independently, and synergistically106) do not simply raise straightforward medical
and epidemiological issues. Given underlying injustices in the U.S., we cannot lose sight of the higherlevel justice reasons for giving extra consideration to incarcerated people’s safety during a pandemic.107
b. Practical Arguments

pe

Beyond moral arguments, there are a number of practical reasons to provide extra protection for
incarcerated people in an infectious disease pandemic. First, there are strong public health arguments
for implementing physical distancing in prisons. WHO has argued that, in a pandemic, prison health
should be equated with public health:

tn

ot

“[T]he risk of rapidly increasing transmission of the disease within prisons or other places of
detention is likely to have an amplifying effect on the epidemic, swiftly multiplying the number
of people affected. Efforts to control COVID-19 in the community are likely to fail if strong

Centers for Disease Control and Prevention, Coronavirus Disease 2019 (COVID-19): Strategies to Optimize the Supply of
PPE and Equipment, CDC (May 18, 2020), https://www.cdc.gov/coronavirus/2019-ncov/hcp/ppe-strategy/index.html.
101 There are obviously reasons to assess cases individual, and as discussed below, there are certainly particular kinds of
incarcerated people that warrant different rules. See, e.g., UN HUMAN RIGHTS OFFICE OF THE HIGH COMMISSIONER,
Covid-19: No Excuse for Impunity for Those Convicted of Crimes against Humanity, UNITED NATIONS (Apr. 29, 2020),
https://www.ohchr.org/EN/NewsEvents/Pages/DisplayNews.aspx?NewsID=25840&LangID=E.
102 Mildred Z. Solomon, A Perilous Moment for Our Nation, THE HASTINGS CENTER (June 6, 2020),
https://www.thehastingscenter.org/news/a-perilous-moment-for-our-nation/; Bonnie Chiu, Why Racial Justice Matters
in Covid-19 Responses, in FORBES, May 26, 2020, https://www.forbes.com/sites/bonniechiu/2020/05/26/why-racialjustice-matters-in-covid-19-responses/#7685950d585c.
103 M.T. Bassett, Jarvis T. Chen & Nancy Kriger, supra note XX.
104 Id.
105 NATIONAL ACADEMIES OF SCIENCES, ENGINEERING, AND MEDICINE, COMMUNITIES IN
ACTION: PATHWAYS TO HEALTH EQUITY (2017).
106 Noah Goldberg, NY Prisons See Sharp Spike in Deaths Since Coronavirus Outbreak, Blacks Hit Hardest Behind Bars, in The
NEW YORK DAILY NEWS, May 14, 2020, https://www.nydailynews.com/coronavirus/ny-coronavirus-prison-deathsblacks-disproportionate-20200514-xjk4v5wowrhrfpiil5gevbgyui-story.html.
107 Brandon Garrett, Constitutional Criminal Procedure Post-COVID, HARVARD LAW REVIEW BLOG (May 19, 2020),
https://blog.harvardlawreview.org/constitutional-criminal-procedure-post-covid/.

Pr

ep

rin

100

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

infection prevention and control (IPC) measures, adequate testing, treatment and care are not
carried out in prisons and other places of detention as well.” 108

There is already strong evidence that the coronavirus is most infectious in confined spaces where
people are unavoidably gathered together.109 Given the speed at which COVID-19 has moved through
prisons, they can “act as a source of infection, amplification and spread of infectious disease within
and beyond prisons.”110 This creates a strong practical reason to implement public health interventions
that mitigate the risk that prisons and jails will serve as a driver of infection in a given region,
accelerating community spread.

er
r

ev

A second practical reason relates to protection of staff. While incarcerated people themselves are at
extremely high risk of contracting COVID-19, prison guards, health care workers and other staff are
also at heightened risk.111 Working in a prison is already a difficult job; the threat of being exposed to
a dangerous infectious disease has generated union complaints and has impacted morale. 112 Taking
measures to reduce the spread of coronavirus in prisons would provide staff with some level of
reassurance that their health is being protected, and could prevent the problematic (and potentially
dangerous) situation where staffing levels drop because of illness or refusal to report to work.
Protecting staff would also help to maintain access to adequate healthcare services for inmates,
including both COVID-19 and baseline medical needs. Flattening the curve is even more important
in penal institutions, where healthcare resources are stretched even under optimal circumstances.

pe

c. Legal Arguments

ot

For the most part, the legal action around COVID-19 has argued that continued detention of inmates
constitutes a violation of their rights under the Eighth Amendment, although some petitioners have
also invoked the Fifth, Sixth and Fourteenth Amendments and the Americans with Disabilities Act.113
WORLD HEALTH ORGANIZATION REGIONAL OFFICE FOR EUROPE, Prevention and Control of Covid-19 in Prisons and
Other Places of Detention, WORLD HEALTH ORGANIZATION (March 15, 2020),
https://www.euro.who.int/__data/assets/pdf_file/0019/434026/Preparedness-prevention-and-control-of-COVID-19in-prisons.pdf.
109 Kai Kupferschmidt, Why Do Some Covid-19 Patients Infect Many Others, Whereas Most Don’t Spread the Virus at
All, in SCIENCE, May 19, 2020, https://www.sciencemag.org/news/2020/05/why-do-some-covid-19-patients-infectmany-others-whereas-most-don-t-spread-virus-all; Centers for Disease Control and Prevention, Coronavirus Disease 2019
(COVID-19): Frequently Asked Questions, CDC (June 24, 2020), https://www.cdc.gov/coronavirus/2019ncov/faq.html#Spread; Adam Rogers, To Beat Covid-19, You Have to Know How a Virus Moves, in WIRED, May 28,
2020, https://www.wired.com/story/to-beat-covid-19-you-have-to-know-how-a-virus-moves/.
110 WORLD HEALTH ORGANIZATION REGIONAL OFFICE FOR EUROPE, Prevention and Control of Covid-19 in Prisons, supra
note XX, at 1.
111 Peter Eisler et al., ‘Death Sentence’ – The Hidden Coronavirus Toll in U.S. Jails and Prisons, in Reuters, May 18,
2020, https://www.reuters.com/article/us-health-coronavirus-usa-jails-specailr/special-report-death-sentence-thehidden-coronavirus-toll-in-us-jails-and-prisons-idUSKBN22U1V2.
112 Joe Davidson, Unions for Prisons, VA Workers File “Imminent Danger” Reports about Coronavirus Conditions, in
THE WASHINGTON POST, April 9, 2020, https://www.washingtonpost.com/politics/unions-for-prison-va-workers-fileimminent-danger-reports-about-coronavirus-conditions/2020/04/08/78962ea0-79e4-11ea-8cec530b4044a458_story.html.
113 See Brandon Garrett, Constitutional Criminal Procedure Post-COVID, HARVARD LAW REVIEW BLOG (May 19, 2020),
https://blog.harvardlawreview.org/constitutional-criminal-procedure-post-covid/; John Curran, Jake Gardener &
Jeffery Ding, COVID-19 and the Constitution: How the Bill of Rights is Being Tested by the Coronavirus, in NEW
YORK LAW JOURNAL, May 29, 2020, https://www.law.com/newyorklawjournal/2020/05/29/covid-19-and-theconstitution-how-the-bill-of-rights-is-being-tested-by-the-coronavirus/; Michael Campion Miller et al., The Pandemic in

Pr

ep

rin

tn

108

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

Several courts have rejected these constitutional claims for release. Nevertheless, the current litigation
indicates that incarcerated people do have a plausible case for release.114

ev

The Eighth Amendment imposes duties on correctional facilities and prison personnel to provide
humane conditions of detention. The Supreme Court has held that this right is violated if prison
personnel exhibit deliberate indifference to inmates’ medical needs or expose them to conditions that
pose an unreasonable risk to their future health or safety, including conditions that involve “the
mingling of inmates with serious contagious diseases with other prison inmates.”115 As the Supreme
Court asserted in DeShaney, “when the State takes a person into its custody and holds him there against
his will, the Constitution imposes upon it a corresponding duty to assume some responsibility for his
safety and general well-being.” A federal court added in Jolly, “correctional officials have an affirmative
obligation to protect inmates from infectious disease.” As a result of these authorities, petitioners have
argued, “This is not a complicated case on the law.”116

ot

pe

er
r

Meanwhile, the Fifth, Sixth, and Fourteenth Amendments together with the Speedy Trial Act
guarantee criminal defendants a right to a trial within specified time limits, access to legal counsel, and
nonpunitive conditions of pretrial confinement.117 In light of COVID-19, legal visits, jury trials, and
various protections afforded under the Speedy Trial Act have been temporarily suspended in many
jurisdictions.118 As a result of these suspensions, there is concern that the accused will experience
longer lengths of stay in correctional facilities as they await trial. In response, multiple federal courts
have addressed requests of criminal defendants for pretrial release. One court’s reasoning in favor of
pretrial release was based on “(1) the original grounds for the defendant’s pretrial detention, (2) the
specificity of the defendant’s stated COVID-19 concerns, (3) the extent to which [a] proposed release
plan is tailored to mitigate or exacerbate other COVID-19 risks to the defendants, and (4) the
likelihood that the defendant’s proposed release would increase COVID-19 risks to others.”119
Another court ruled in support of release based on the reasoning that the “unprecedented and

Pr

ep

rin

tn

Prisons: Advocating for Clients in Federal Custody, in STEPTOE, April 9, 2020, https://www.steptoe.com/en/newspublications/the-pandemic-in-prisons-advocating-for-clients-in-federal-custody.html#_ftn8.
114 See discussion below.
115 Helling v. McKinney, 509 U.S. 25 (1993). See also Gates v. Collier, 501 F.2d 1291 (5th Cir. 1974), Estelle v. Gamble, 429 U.S.
97 (1976), Lareau v. Manson, 651 F.2d 96 (2nd Cir. 1981), DeShaney v. Winnebago County, 489 U.S. 189 (1989), Farmer v.
Brennan, 511 U.S. 825 (1994), Jolly v. Coughlin, 76 F.3d 468 (2nd Cir. 1996), and Forbes v. Edgar, 112 F.3d 262 (7th Cir. 1997).
116 Brandon Garrett, supra note XX. See also Emergency Motion for Temporary Restraining Order or Preliminary
Injunction, No. 20-cv-2134 (D. Illinois April 3, 2020). Nevertheless, the Kansas Supreme Court dismissed a writ of
habeas corpus alleging that detention during the COVID-19 pandemic itself violates detainees’ rights under the Eighth
Amendment. In reaching its decision, the Court highlighted a recent incident in which a detainee who had been released
because of the pandemic was re-arrested within a few short days on murder charges. Respondents’ Response to the Court’s
April 10, 2020 Order and Motion to Dismiss, No. 122760 (K.S. April 14, 2020). Another court argued “Defendant argued
for the first time in reply that he faces an increased risk of contracting COVID-19 if he remains in custody …
Defendant’s argument, however, applies equally to anyone in custody, or, for that matter, at the halfway house or
anywhere else in this community or any other. Defendant’s argument applies equally to every detainee in detention;
however, the Court cannot release every detainee at risk of contracting COVID-19 because the Court would then be
obligated to release every detainee.” United States v. Fitzgerald, No. 2:17-cr-00295-JCM-NJK (D. Nevada Mar. 24,
2020).
117 U.S. Const. amend. VI; 18 U.S.C. §§ 3161–3174.
118 See, e.g., In re: Coronavirus/COVID-19 Pandemic, No. 20MISC00154 (D. New York Mar. 13, 2020).
119 Congressional Research Service, supra note XX, at 8. See also United States v. Ryan, No. 19-CR-756, 2020 WL
1861662, at *2 (C.D. Cal. Apr. 14, 2020).

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

extraordinarily dangerous nature of the COVID-19 pandemic” limited the defendant’s ability to
prepare his defense and constituted a “compelling reason” for temporary release.120

Finally, the Americans with Disabilities Act requires public entities to reasonably accommodate people
with disabilities in its programs and services. At least one suit has alleged that the present treatment
of incarcerated people with underlying health conditions violates the Americans with Disabilities Act
because reasonable accommodation within the meaning of the statute would involve access to medical
treatment and safe conditions of confinement in line with public health recommendations made by
the Centers for Disease Control and Prevention.121

er
r

ev

Courts will see an increasing volume of cases in the coming months regarding release. In May, Justice
Sonia Sotomayor wrote, “It has long been said that a society’s worth can be judged by taking stock of
its prisons. That is all the truer in this pandemic, where inmates everywhere have been rendered
vulnerable and often powerless to protect themselves from harm. May we hope that our country’s
facilities serve as models rather than cautionary tales.”122
IV. HOW TO PROTECT DETAINEES

pe

We have argued that there are persuasive moral, practical, and legal arguments for extending special
protections to incarcerated populations during a global pandemic, and we have argued that the
responses of federal, state, and local carceral facilities have been deficient. In this Part, we suggest that
there are multiple reasonable strategies for protecting incarcerated people during a pandemic but that
keeping pre-coronavirus numbers of people in confinement is not one of them.

rin

tn

ot

Any reasonable strategy for protecting incarcerated people would involve provision of personal
protective equipment and sanitation materials, a decrease in the carceral population so as to enable
physical distancing within facilities, prevention of arbitrary or discriminatory means of decreasing the
carceral population, and avoidance of political calculations about whether it looks worse for elected
officials to have multiple deaths in prison or multiple instances of recidivism. Instead, a reasonable
strategy would set priorities for releasing incarcerated people based (at least to some extent) on (1)
risk of recidivism for a violent offense, (2) pre-conviction status, (3) risk of mortality from coronavirus,
(4) proportion of sentence served, and (5) caretaking responsibilities. However, there are multiple ways
to satisfy these conditions. For example, reasonable strategies could vary in terms of how they deal
with conflicts between an individual’s risk of recidivism for violence and risk of mortality, how they
take account of an individual’s release plan, whether certain offenses preclude release, and the extent
to which they allow for case-by-case judgements.

ep

There is value in clearly articulating these areas of consensus and controversy about how to modify
the penal system during a pandemic. Although there has been a plethora of general calls to rapidly
release incarcerated people, there has not been much specific guidance for how to sequence individual
Id. See also United States v. Boatwright, No. 19-CR-301, 2020 WL 1639855, at *5 (D. Nev. Apr. 2, 2020). However,
other federal courts have rejected these arguments for pretrial release. See, e.g., United States v. Clark, No. 19-40068-01HLT (D. Kansas March 25, 2020); United States v. Williams, No. PWG-13-544 (D. Nevada March 24, 2020) (in
responding to a motion to reconsider bond, “Defendant has still failed to demonstrate by clear and convincing evidence
that release is appropriate. The existence of the present pandemic, without more, is not tantamount to a ‘get out of jail
free’ card.”)
121 Graham v. Allegheny County, No. 2:20-cv-00496 (D. Pennsylvania May 27, 2020).
122 On Application to Vacate Stay, No. 19A1034 (U.S. May 14, 2020).

Pr

120

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

releases. For example, the United Nations Human Rights Office declared that it is vital to “reduce
prison populations and other detention populations wherever possible by implementing schemes of
early, provisional or temporary release for those detainees for whom it is safe to do so, taking full
account of non-custodial measures.”123 In this Part, our goal is to provide more clarity on the question
of how to establish an acceptable release policy for incarcerated people. We outline areas of consensus
that should guide the creation of any correctional facility’s release policy, and we identify areas of
reasonable disagreement that will require further debate.

a. Areas of Consensus

ev

Any strategy to protect incarcerated people during a global pandemic would have to incorporate
prevention measures like provision of personal protective equipment and sanitation materials, and it
would have to maximize physical distancing by preventing the unnecessary incarceration of new
individuals and relocating already incarcerated individuals.

tn

ot

pe

er
r

Many different views about the appropriate role of the penal system are compatible with reducing the
carceral population. For example, one might think that the penal system is supposed to protect people
against threats to their wellbeing by deterring, incapacitating, and reforming individuals who have been
convicted of crimes in order to reduce future crimes.124 Yet unsafe conditions of confinement also
threaten the wellbeing of people, relatively safe alternatives to confinement exist, and many individuals
in the penal system will not actually go on to commit future crimes that seriously harm people’s
wellbeing. So the goal of protecting people can be consistent with (and might even favor) early release.
For reference, one prominent model has estimated that if officials double release rates and limit new
arrests to very serious offenses, they could prevent almost 100,000 unnecessary deaths (23,000
incarcerated and 76,000 non-incarcerated).125 Another potential goal of the penal system is to punish
individuals by making them pay for their crimes. However, a striking feature of the COVID-19
pandemic is that it can arguably make criminal punishment disproportionately severe. As Lauren
Lyons recently argued, “we ought to release people from jails and prison in order to avoid their
punishments becoming disproportionately severe and, correspondingly, unjustified on standard
theories of the justification of punishment.”126
Thus, most people would agree that it is reasonable to release at least some incarcerated individuals
during a life-threatening pandemic. More challenging questions arise when thinking about how to

Pr

ep

rin

Subcommittee on Prevention of Torture and Other Cruel, Inhuman or Degrading Treatment of Punishment, Advice of
the Subcommittee on Prevention of Torture to States Parties and National Preventive Mechanisms relating to the Coronavirus Pandemic
(March 25, 2020),
https://www.ohchr.org/Documents/HRBodies/OPCAT/AdviceStatePartiesCoronavirusPandemic2020.pdf.
124 As Antony Duff and and Zachary Hoskins put it, “It is a contingent question whether punishment can be an efficient
method of reducing crime in any of these ways, and some objections to punishment rest on the empirical claim that it
cannot be—that there are other and more efficient methods of crime reduction.” We are deliberately not taking a
philosophical position on punishment in this Article. Antony Duff and and Zachary Hoskins, supra note XX. See also U.S.
Dep’t of Justice Office of Justice Programs, Five Things About Deterrence (2016),
https://www.ncjrs.gov/pdffiles1/nij/247350.pdf.
125 American Civil Liberties Union, COVID-19 Model Finds Nearly 100,000 More Deaths Than Current Estimates, Due to
Failures to Reduce Jails, ACLU, https://www.aclu.org/sites/default/files/field_document/aclu_covid19-jail-report_20208_1.pdf (last visited June 24, 2020).
126 Lauren Lyons, Incarceration, COVID-19, and Emergency Release: Reimagining How and When to Punish, KENNEDY INST.
ETHICS J. (forthcoming Sept. 2020).
123

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

establish an actual policy for release. Setting the most difficult questions aside, there are a couple of
features that all acceptable release policies would share. First, the process for releasing individuals
would not be arbitrary, discriminatory, or politically driven. Second, the explicit purpose of release
would be to reduce the population within each facility enough to enable physical distancing in
compliance with recommendations made by the Centers for Disease Control and Prevention. Third,
priority would be given to incarcerated people who meet (some combination of) specific criteria.
These potential criteria are outlined below.
Risk of recidivism for a violent offense

er
r

ev

One priority would be to release incarcerated people who pose a minimal risk to society.127 Regardless
of one’s specific views about criminal detention, it is difficult to justify confining individuals who pose
little societal risk during coronavirus. If one thinks that the penal system primarily serves a preventative
function, then temporarily releasing individuals who are unlikely to immediately commit violent crimes
seems like a fair price to pay for preventing the spread of a deadly infectious disease within and outside
of penal institutions. Even if one takes a more retributive view, the health effects of being incarcerated
during a pandemic could render the punishment no longer commensurate with the convicted crime.

pe

Different factors could be used in order to determine which individuals pose a minimal risk to society.
As a first cut, it would be reasonable for officials to screen individuals for release based on their crime
of conviction, differentiating between violent crimes and low-level crimes. This step alone could result
in a significant reduction of the prison population.

rin

tn

ot

Assuming that one thinks that it would be tolerable to release individuals convicted of violent
crimes,128 additional factors can be considered to minimize societal risk. For example, the actual
severity of what is categorized as a violent crime ranges dramatically, from unlawful possession of a
firearm to burglary to homicide.129 There is also increasingly strong evidence that people age out of
crime, meaning that older individuals are much less likely to reoffend.130 Similarly, prior conduct in
correctional facilities can serve as a predictor of non-recidivism, even among those convicted of
violent crimes.131 Finally, the percentage of people who are victims of violent crimes perpetrated by a
stranger is low,132 meaning that preventative measures against revictimization (e.g., stay-away orders)

Because this argument is based on a concern for public safety, it specifically focuses on recidivism for violence and
not general recidivism.
128 Whether to release people convicted of violent crimes at all is an area of controversy, and other priorities might be set
for release. However, it is worth noting that there are doubts that the prison population can be significantly reduced
without releasing at least some people convicted of violent offenses. JUSTICE POLICY INSTITUTE, Defining Violence:
Reducing Incarceration by Rethinking America’s Approach to Violence (August 2016),
http://www.justicepolicy.org/uploads/justicepolicy/documents/jpi_definingviolence_final_report_9.7.2016.pdf.
129 Id.
130 J. J. Prescott, Benjamin Pyle & Sonia B. Starr, Understanding Violent-Crime Recidivism, 95 NOTRE DAME L. REV. 1643
(2020).
131 Michael O’Hear, Good Conduct Time for Prisoners: Why (and How) Wisconsin Should Provide Credits Towards Early Release, 98
Marquette L. Rev. 487 (2014).
132 U.S. Dep’t of Justice Bureau of Justice Statistics, Criminal Victimization, 2018 (2019),
https://www.bjs.gov/content/pub/pdf/cv18.pdf.

Pr

ep

127

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

can be put in place and that most people would be unaffected by the added potential dangers of early
release.133

However, a note of caution for any release policy that attempts to account for individual risk to society:
there have been several efforts to use a fine-grained analysis of criminal history and demographic data
in order to predict the risk of recidivism,134 but care should be taken to not place too much confidence
in these more elaborate methods because they internalize racial and class-based biases.135 Estimates of
recidivism risk can rely on factors like prior criminal history or arrest data, which can vary based on
policing rates in different communities.136

ev

Presumption of innocence for the accused

er
r

Another priority would be to release individuals who are being held pretrial. There are at least three
reasons to favor release of the accused. First, presumption of innocence for the accused is a bedrock
of the Constitution. We cannot “punish” people for crimes before they have been convicted; holding
people who have been arrested is not supposed to be reprobative. Under these circumstances, it is
difficult to justify confining individuals in particularly dangerous facilities for an extended time—all
the more so because pandemics cause delays to jury trials that prolong confinement.

pe

Second, there are normally due process limitations on pretrial detention that give defendants a right
to release if a court hearing isn’t held within a specified time. Critically, though, an individual’s due
process rights under the Fifth Amendment do not necessarily set a specific time-limit on pretrial
detention, instead requiring “assessment on a case-by-case basis” that considers “factors in addition
to the passage of time” and depends on “the total harms and benefits to prisoner and society.” 137
Presumably, the coronavirus pandemic is precisely the type of factor that ought to be weighed in this
case-by-case assessment.

tn

ot

Third, whatever the intended purpose of the penal system, whether deterrence or censure, confining
the accused is usually the least likely to serve that purpose.138 This is because we are not confident that
the accused have committed any crime at all. In that case, it would be reasonable to presume that
many, if not most, of the accused should be released pending trial.
Risk of mortality from coronavirus
See Emily Widra, Actual Violent Crime Has Nothing to Do with Our Fear of Violent Crime, PRISON POLICY INITIATIVE (May
3, 2018), https://www.prisonpolicy.org/blog/2018/05/03/gallup-fear/.
134 See, e.g., Seena Fazel, et al. Prediction of violent reoffending on release from prison: derivation and external validation of a scalable tool,
3 LANCET PSYCH. 535 (2016).
135 Derek W. Braverman, et al., OxRec Model for Predicting Risk of Recidivism: Ethics, 3 LANCET PSYCH. 808 (2016). A
Wisconsin case challenged the use of risk assessment instruments at sentencing because their proprietary nature prevents
defendants from challenging their accuracy and scientific validity and because they take gender and race into account in
formulating the risk assessment. Loomis v. Wisconsin, No. 16-6387 (W.I. Oct. 5, 2016).
136 See Jessica M. Eaglin, Constructing Recidivism Risk, 67 EMORY LAW JOURNAL 59, 103-4 (2017); Andrew Gelman, Jeffrey
Fagan, & Alex Kiss, Analysis of the New York City Policy Department’s “Stop-and-Frisk” Policy in the Context of Claims of Racial
Bias, 102 J. Am. Stat. Assoc. 813 (2007).
137 United States v. Gonzales Claudio, 806 F.2d 334, 340 (2d Cir. 1986); United States v. D.W., 198 F. Supp. 3d 18, 23
(E.D.N.Y. 2016). See also Michael Campion Miller et al., supra note XX.
138 Note that there may be exceptions. For example, take the case in which the intended purpose of the penal system is
public safety, one person is being confined for an alleged violent crime like a homicide, and another person is being
confined on a conviction of a low-level crime like a traffic violation.

Pr

ep

rin

133

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

ev

iew
ed

A priority would also be to release individuals who are most likely to suffer if kept in detention.139 One
might think that legal punishment should inflict some amount of burdens, societal condemnation,
pain, suffering, or harms to the person who committed a crime, and, thus, the sentence that a person
receives in court should reflect the level of censure that her crime deserves—the severity of the
sentence should be proportional to the seriousness of the crime. Lauren Lyons has argued that the
pandemic increases the severity of a person’s formal sentence, and, therefore, it could warrant a shorter
length of stay in the facility.140 After all, the court was not aware that the person’s confinement would
coincide with a dangerous pandemic that would directly affect the conditions of the facility. So, serving
the full sentence under these conditions would constitute a punishment that extends beyond what the
court had initially thought was deserved. The greater the risk of mortality from coronavirus, the greater
the expected punishment.
Proportion of sentence served

Custodial responsibilities to third parties

er
r

It is difficult to make the case that a person who has already undergone the majority of her legally
imposed sanction is posing a substantial risk to society by being released a few weeks or months early.
Already, a court has decided that it would be appropriate to release her soon. In addition, a person
who has undergone the majority of her sentence has already received the majority of her punishment
that a court had deemed appropriate for her crime.

pe

A final priority would be to release people who have caretaking responsibilities to dependents and
cannot fulfill those responsibilities during their detention. Just like the priority of releasing people who
are being held pretrial, this priority is based on a principle of protecting the innocent.

tn

ot

For example, being incarcerated while pregnant could heighten the risk of negative health
consequences for a fetus downstream. This is especially true when a pandemic is raging through the
carceral facility and adequate prevention measures are not in place. Currently, much remains unknown
about the impact of COVID-19 on pregnancy, so protection of the fetus might be a factor to consider
when scheduling releases.141 Protection of the fetus might be the most important factor to consider
during future pandemics, depending on the nature of the virus: take microcephaly and the other severe
fetal brain defects caused by the Zika virus as a case example.

rin

More controversially, one might also favor release for incarcerated people whose non-incarcerated
dependents have become especially vulnerable during a pandemic (e.g., incarcerated people whose
elderly parents or young children need specialized care).

ep

b. Areas of Controversy

Although we are focusing on mortality, morbidity and general wellbeing are also ethically important goals.
Lauren Lyons, supra note XX.
141 Centers for Disease Control and Prevention, If You Are Pregnant, Breastfeeding, or Caring for Young Children,
(2020) (last visited June 29, 2020), https://www.cdc.gov/coronavirus/2019-ncov/need-extra-precautions/pregnancybreastfeeding.html; Centers for Disease Control and Prevention, Data on COVID-19 During Pregnancy (2020) (last
visited June 29, 2020), https://www.cdc.gov/coronavirus/2019-ncov/cases-updates/special-populations/pregnancydata-on-covid-19.html.
139

Pr

140

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

We have argued that prioritizing some combination of the five above criteria would be relatively
uncontroversial irrespective of one’s views about the goals and limitations of the penal system. These
criteria can provide the basis for establishing more specific release policies. For example, we assume
that releasing incarcerated people who squarely meet the criteria would be permitted under any
reasonable policy.142 Despite this, several points of controversy remain.

ev

To start, specific release policies may vary in terms of how they order the five criteria. For example, if
one thinks that the primary purpose of the penal system is avoidance of future crimes, then individuals’
risk of recidivism for a violent offense should take precedence. However, if one thinks of the penal
system primarily in terms of punishment, then perhaps the utmost priority should be given to
individuals who have served the majority of their time, irrespective of their risk of recidivism for
violence.

pe

er
r

Earlier, we suggested that people need to be removed from carceral facilities primarily in order to
enable physical distancing. Thus, how specific release policies prioritize among the five criteria will
also have to take into account the individual facilities’ population, population density, size, staffing,
operations, and resources. When starting to sequence individuals for release, a facility might find that
removal of all low-level offenders alone is sufficient for safe physical distancing, whereas another
facility may find that removal of low-level offenders has little effect. Also, it may be more practicable
for facilities to schedule releases based on straightforward criteria like proportion of sentence served,
age, or crime of conviction as opposed to criteria that require more individualized assessments like
recidivism risk.

rin

tn

ot

Release policies may also vary in terms of what they do when the above criteria conflict with one
another. Arguably, the most pressing conflict is between risk of mortality from coronavirus and risk
of recidivism for a violent offense. This is where the debate between public health and public safety
becomes relevant. As a New York City Police Commissioner stated, “Each of these releases has a
potential impact on public safety, and you try to weigh that against the humanity issue of having
someone contract the disease in jail. We’re trying to strike that balance.”143 Assuming that one accepts
the broad arguments for increasing physical distancing in carceral facilities, the question of how to
strike the appropriate balance between public health and public safety remains. Our hope is that there
are enough incarcerated people who can be released without eliciting this conflict that safe physical
distancing within facilities will be possible. Crime rates have plummeted during the coronavirus
pandemic despite a number of incarcerated people being released.144 In addition, there is evidence that
imprisonment is an ineffective long-term strategy for preventing violence, as it seems to have no

Note that, at most, incarcerated people can meet four of the five criteria.
Anna Flagg, Jails Are Coronavirus Hotbeds. How Many People Should Be Released to Slow the Spread, SLATE, (JUNE 3, 2020),
https://fivethirtyeight.com/features/jails-are-coronavirus-hotbeds-how-many-people-should-be-released-to-slow-thespread/.
144 Simone Weichselbaum & Weihua Li, As Coronavirus Surges, Crime Declines in Some Cities, in THE MARSHALL
PROJECT, March 27, 2020, https://www.themarshallproject.org/2020/03/27/as-coronavirus-surges-crime-declines-insome-cities. However, some have objected to this argument on the grounds that it is likely there has been an increase in
crime, but that the jump has been “masked in crime statistics by the even greater reduction caused by people sheltering
at home.” Jordan S. Rubin, Pandemic-Era Prison Releases a ‘Tipping Point’ for Reformers, in BLOOMBERG LAW, May
29, 2020, https://news.bloomberglaw.com/us-law-week/pandemic-era-prison-releases-a-tipping-point-for-reformers.

ep

142

Pr

143

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

rehabilitative or deterrent effects after release.145 And, although imprisonment does seem to have a
slight preventative “incapacitation” effect in the short-term, there is evidence that preventing one
person from committing a new violent crime would require imprisoning 16 such individuals. 146 In
short, it is possible that many people convicted of violent crimes could be sentenced to probation
rather than prison with little impact on public safety.147

There is an additional conflict between presumption of innocence for the accused and risk of
recidivism for certain offenses. For example, there is evidence that early release for individuals accused
of domestic violence would likely contravene the public safety goals of incarceration:

er
r

ev

“Studies agree that for those abusers who reoffend, a majority do so relatively quickly. In states
where no-contact orders are automatically imposed after an arrest for domestic violence,
rearrests for order violations begin to occur immediately upon the defendant’s release from
the police station or court … Of those rearrested for domestic violence, approximately twothirds reoffended within the first six months.”148
As a result, it could be reasonable to build exceptions into release policies for the accused. The need
for such exceptions is especially acute because domestic violence incidents have been increasing during
stay-at-home orders,149 and victims can be harmed if they report an instance of abuse and then their
accused abuser is released home.150

tn

ot

pe

Another point to consider is whether the availability of safe alternatives to incarceration should be a
precondition for release. Alternatives to incarceration include home confinement, drug treatment
programs, homeless shelters, etc., some of which might put individuals at a higher risk of acquiring
coronavirus than the carceral facility itself. Some officials might argue that the decision to release
incarcerated people ought to depend on whether release would actually lower their risk of morbidity
and mortality from coronavirus. However, since background injustices cause some people to be unable
to return to a safe place, it could be ethically problematic to base release policies on the safety of
people’s options. There may be negative distributive consequences if policies explicitly prioritize
saving the people who have a safe place to go.

rin

A final point of controversy is whether officials should primarily rely on individualized assessments
and case-by-case judgements or follow hard guidelines for release. If officials take the former
approach, then no offenses would preclude release: an elderly individual who was convicted of a
particularly brutal offense as a teenager but who is extremely unlikely to reoffend now would not be
David J. Harding et al., A Natural Experiment Study of the Effects of Imprisonment on Violence in the Community, 3 Nat. Hum.
Behav. 671 (2019).
146 Id. See also David J. Harding, Do Prisons Make Us Safer?, in SCIENTIFIC AMERICAN, June 21, 2019,
https://www.scientificamerican.com/article/do-prisons-make-us-safer/.
147 Id.
148 U.S. Dep’t of Justice National Institute of Justice, Practical Implications of Current Domestic Violence Research: For Law
Enforcement, Prosecutors and Judges 1, 21 (2009).
149 See Julie Bosman, Domestic Violence Calls Mount as Restrictions Linger: ‘No One Can Leave,’ in N.Y. TIMES, May
15, 2020, https://www.nytimes.com/2020/05/15/us/domestic-violence-coronavirus.html; Maclean Stanley, Why the
Increase in Domestic Violence During COVID-19?, in PSYCHOLOGY TODAY, May 9, 2020,
https://www.psychologytoday.com/us/blog/making-sense-chaos/202005/why-the-increase-in-domestic-violenceduring-covid-19.
150 Id.

Pr

ep

145

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

iew
ed

categorically excluded. While this approach could be fairer insofar as it gives everyone a chance at
release, it could also introduce the influence of personal biases from officials.

ev

Because of the need to tailor release policies to individual facilities' characteristics, we are hesitant to
make a sweeping generalization about how officials should organize releases. Rather, we recommend
that prison officials establish independent committees to guide policy development at the state and
federal levels, while taking care to build in flexibility for implementation at a local level. Hospitals have
already started using independent committees to make triage decisions about the allocation of scarce
ventilators to COVID-19 patients in intensive care units.151 Prisons and jails could take a similar
approach in order to reduce the risk that decisions are based on stereotypes or unfair belief's about
people's dangerousness or worth.152
CONCLUSION

tn

ot

pe

er
r

U.S. officials have a serious obligation to protect incarcerated people during a global pandemic, which,
for practical purposes, translates into an obligation to rapidly and safely reduce the incarcerated
population. There are several questions that we have not addressed in this Article, including the
questions of how to provide necessary supervision, housing, and medical care for those who are
released into local communities and how to modify law enforcement practices to keep carceral
populations down. Undoubtably, the process of decarceration is going to be complex. Regardless, the
number one goal of public health responses to COVID-19 should be to save lives. Non-incarcerated
Americans might have to tolerate some level of discomfort and risk in order to achieve this goal.

University of Pittsburgh Department of Critical Care Medicine, Allocation of Scarce Critical Care Resources During a Public
Health Emergency, (April 15, 2020),
https://ccm.pitt.edu/sites/default/files/UnivPittsburgh_ModelHospitalResourcePolicy_2020_04_15.pdf; See also David
Wasserman, Govind Persad, and Joseph Millum, Setting Priorities Fairly in Response to COVID-19: Identifying Overlapping
Consensus and Reasonable Disagreement (Under review. Email dtwasserm@gmail.com).
152 Members of prison abolitionist movements—including grassroots organizers, activist collectives, prisoner
associations, and student groups—might take issue with our Article insofar as it implicitly accepts the premise that
prisons are necessary for public safety. Prison abolitionists envision a world where all communities, including poor
communities and communities of color, are safe without prisons and other forms of state-sanctioned violence. In
contrast to prison reformists, they believe that reforms will fail to dismantle the underlying immorality of prisons and
more strongly emphasize that resources would be better spent on social services that address the root social causes of
crime. These arguments are increasingly gaining mainstream attention in light of police brutality and calls to defund and
abolish the police. This Article has deliberately focused on more conservative perspectives on incarceration. We take it
that members of prison abolitionist movements already endorse our thesis that officials should reduce the carceral
population because they advocate for doing so even outside of a pandemic. We also remain neutral in order to convey
the more conformist point that efforts to release incarcerated people during a pandemic should have a broad
constituency even if some members of the public take a hardline view on crime. Thanks to E. Jardas for this contribution.

Pr

ep

rin

151

This preprint research paper has not been peer reviewed. Electronic copy available at: https://ssrn.com/abstract=3644635

 

 

CLN Subscribe Now Ad 450x600
PLN Subscribe Now Ad 450x450
Prison Phone Justice Campaign